Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven NealMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-15-2016
David Adam RinglerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-11-2016
Alexander James BussengerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-17-2016
Robert James RijoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15005-31-2016
Michael Jay SilversteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10005-31-2016
Michael Franklin WeinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-19-2016
John Gatto, Kenneth Gatto, Matthew HughesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$67504-18-2016
Marc KarstaedtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$14704-18-2016
Joshua R. MarinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-18-2016
Kristina Kimi NicholsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-04-2016
Kenneth A. GattoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$27403-24-2016
John Christopher GattoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$17203-24-2016
Matt Martin HughesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5003-24-2016
Marc Daniel KarstaedtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$14303-21-2016
John Mills-Pierre IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-15-2016
Matthew LaperaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-15-2016
Anthony Dane QuattrochiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-02-2015
Stephen Douglas RyanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15010-22-2015
Lee Rosen, Elana Gofman, Karen LevyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$30010-16-2015
Lee Sandy Rosen, Elana Beth GofmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-16-2015
Joshua C CentreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-16-2015
Robert BratmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-16-2015
Matthew Harrison MarshallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-16-2015
Kenneth Krause Walker, Richard Lance MorseMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2509-25-2015
Richard Roderick O'ConnorMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-05-2015
« Previous PageNext Page »

Showing 351 to 375 of 614 entries

Page 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.