Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Scott SarokenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-17-2014
Gerald David SarokenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-17-2014
Robert Francis MonahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-14-2014
Michael Scott BrombergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-13-2014
Daniel Andre GerschelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1,00002-13-2014
Shilin YinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-25-2013
Michael Benjamin ProvenzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-30-2013
Melody GuerrieroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-25-2013
Robert B FurstMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-09-2013
Lee Richard NesserMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-03-2013
Mary Ellen TompkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15007-03-2013
Addison Michael ShermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-03-2013
Angelo MamoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-03-2013
Edward Robert PachterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-05-2013
Martin Eric SchwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15002-28-2013
Kimberly Jane PattersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1002-01-2013
Ronald Joseph Marciano JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-16-2013
Michael Richard RosenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-09-2012
John FioritaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-09-2012
Vincent John RothMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-09-2012
Brian RaimondiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-24-2012
Cijin HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-17-2012
Jonathan Patrick BrechtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-31-2012
Michael Andrew AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-16-2012
Thomas George WordenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15008-10-2012
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Showing 351 to 375 of 569 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.