Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa B SimonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-03-2012
Marvin BenakMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-29-2010
Joseph Salvatore GriecoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-01-2010
Alicia L. RubertiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-01-2010
Robert Bresnahan, Nils Robert BoschMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-22-2009
Robert Steven PawlowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-08-2009
Kevin Wayne FederMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-08-2009
Brian GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-01-2009
Nicholas A SimonettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-27-2009
Daniel Michael Nolan Sr., Mandy Judith Rofe, Christopher Peter LabarberaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15004-24-2009
Courtney John Kwas, John Matthew LiviaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Michael Richard KenlineMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-24-2019
Adam Thomas GouldMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-17-2019
James PlantholtMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-17-2019
Emily Louise MarlingMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-24-2015
Jason Michael BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedColumbia Management Investment Distributors, Inc.09-21-2012
Thomas C. MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC11-01-2016
Kelsey Ann MerrittMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC11-02-2015
Matthew D ShetlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC09-04-2013
Jayne FinstMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC05-24-2013
Nicole Primack AndresMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Wealth Services$60011-02-2015
Vishal Bakshi, Jayne Finst, David A. GreeneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Wealth Services$1,00005-24-2013
Colin Thomas BabbMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUSO Financial Services, L.P.08-08-2016
Peter Ian SheftMerrill Lynch, Pierce, Fenner & Smith IncorporatedCV Brokerage, Inc01-20-2015
Kerri Ann BiondoMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.11-08-2018
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Showing 151 to 175 of 615 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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