Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward YusupovMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.07-05-2018
Richard Edward Harnett Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.11-29-2016
Gerardo SantangeloMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.09-27-2016
Joseph Thomas KrasniewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.$10011-20-2014
Sheena Clare MarrMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.11-04-2011
Melanie Lauren PowellMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.10-11-2010
Brian M. SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.06-28-2016
Jasper Marion Hendrick Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.12-18-2014
Matthew Neil BroganMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.01-13-2014
Alexander FischmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedDinosaur Financial Group, L.L.C07-25-2016
Brett A KoeppelMerrill Lynch, Pierce, Fenner & Smith IncorporatedDynasty Capital Partners, Inc.04-23-2012
Timothy James TassoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEchotrade LLC08-20-2012
Kimberly Johnson AlmondMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-02-2019
Rafael SaezMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-06-2019
Armond Lamar HerndonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-05-2018
Marlene Andrea Raffington LambertMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-12-2018
Michael VroomanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-24-2018
Brett M. StagnittiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-23-2016
David Joseph KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-04-2015
Andrew David JaworskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-13-2014
Peter Salvatore ParisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1010-19-2012
Ernest Michael CsakMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-02-2011
Jason Edward LoganMerrill Lynch, Pierce, Fenner & Smith IncorporatedEmpire Asset Management Company11-26-2012
Michael JawienMerrill Lynch, Pierce, Fenner & Smith IncorporatedEmpire Asset Management Company12-27-2011
Hans Andrew StelzerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquity Services, Inc.04-25-2011
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Showing 176 to 200 of 615 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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