Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Johann Mendoza TampincoMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$10012-01-2009
Raffaele DeGruttolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$10006-25-2010
Jason J VaglioMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-23-2010
Jeffrey Matthew D'AzzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-01-2010
Timothy Patrick NeilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$50010-18-2010
Pamela WildeMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$10012-02-2010
Vincent Gerard TuzzaloMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.04-07-2011
Dana Jerome JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.04-18-2011
Rickey Joseph DegangiMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-09-2011
Felipe MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-16-2011
John C AbreuMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$10005-17-2011
Janet Lisa ConnollyMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-18-2011
Mark AnthonyMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$50005-23-2011
Irving Thomas LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-23-2011
Terrance Ricardo JosephMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-18-2011
Samer Costandi BordcoshMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$10001-30-2012
Joseph C SilinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-18-2012
Sammy C. ChangMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-02-2012
Anthony J DeturrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$25007-16-2012

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.