Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Gregory GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-05-2020
Parker JaquesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-19-2019
Aleksei MoshiashviliMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-08-2018
Patricia A. ChocieyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-22-2017
Spencer Harris CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-17-2017
Debra Sheryl WallachMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-10-2017
Timothy Donald EckmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-14-2017
Leonard Clifton Griffin Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-09-2017
Laszlo Paul Vasady-KovacsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-02-2017
Christian Luis MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-02-2017
Natasha Michelle YeohMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-06-2016
Jeffrey R GerstenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-04-2016
Walter Joseph MouldMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-04-2016
Salvador Eduardo BellosoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-18-2016
Michael MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-27-2016
Lewis Jonathan BlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-11-2016
Manuel AlbuquerqueMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-21-2015
David Anthony MunozMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-16-2015
Jeffrey SussmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-02-2014
Angela D. RutledgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-23-2014
Graham K MandlMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-25-2014
Brian HartzbandMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-07-2014
Joshua M BaerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-14-2014
Michael J AnnicelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-07-2014
David William ProckterMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-21-2013
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.