Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Geoffrey Joseph HolderMetLife Securities Inc.Foresters Financial Services, Inc.02-15-2017
Joshua Wingendond VandressMetLife Securities Inc.Calton & Associates, Inc.01-03-2017
Christopher Wayne CriswellMetLife Securities Inc.AXA Advisors, LLC11-11-2016
Roger Dale MalcolmMetLife Securities Inc.Mutual of Omaha Investor Services, Inc.11-07-2016
Yudelca CruzMetLife Securities Inc.Foresters Financial Services, Inc.10-19-2016
Tevin Rudolph HodgeMetLife Securities Inc.Foresters Financial Services, Inc.10-12-2016
Gregg Carol BuxtonMetLife Securities Inc.LPL Financial LLC09-26-2016
Keith B AbroshMetLife Securities Inc.Northwestern Mutual Investment Services, LLC09-09-2016
Anthony Leonardo MaiuoloMetLife Securities Inc.National Securities Corporation04-08-2016
Sebastian Francis LivolsiMetLife Securities Inc.David Lerner Associates, Inc.02-18-2016
Mark IskhakovMetLife Securities Inc.National Securities Corporation02-16-2016
Anthony GencarelliMetLife Securities Inc.Woodstock Financial Group, Inc.02-05-2016
Michael Vincent MililloMetLife Securities Inc.Woodstock Financial Group, Inc.02-05-2016
Jake Michael KiernanMetLife Securities Inc.AXA Advisors, LLC01-28-2016
Christopher Robert Jean-LouisMetLife Securities Inc.J.P. Morgan Securities LLC01-26-2016
Maximo Daniel PimentelMetLife Securities Inc.Mutual of America Securities LLC01-12-2016
Arthur David ShankmanMetLife Securities Inc.The Leaders Group, Inc.12-23-2015
Joseph James TalbotMetLife Securities Inc.AXA Advisors, LLC12-18-2015
Louis Peter ManosMetLife Securities Inc.Securities America, Inc.12-08-2015
Robert Peter BunckeMetLife Securities Inc.Morgan Stanley11-20-2015
Rosario MusicoMetLife Securities Inc.Craig Scott Capital, LLC11-20-2015
Richard S HyamsMetLife Securities Inc.National Securities Corporation11-16-2015
Beverly Ann HurleyMetLife Securities Inc.Pruco Securities, LLC.11-13-2015
Eric Matthew FilipponeMetLife Securities Inc.Wilmington Capital Securities, LLC11-13-2015
Samuel Hawks GoodhueMetLife Securities Inc.Signator Investors, Inc.11-13-2015
Next Page »

Showing 1 to 25 of 195 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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