Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ilan CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Terence Francis ByrneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$26306-29-2019
Thomas R KoveleskieMorgan StanleyUBS Financial Services Inc.$2504-26-2019
James Edward GravesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-22-2019
Brett A CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Isaiah Novelle JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$101-24-2019
Damian Mark BairdMorgan StanleyUBS Financial Services Inc.$5011-16-2018
Benjamin Russell LeitmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2018
Neil Jeffrey LernerMorgan StanleyUBS Financial Services Inc.$10010-19-2018
Alexander James MayerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Christian F ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Ruvan Sanjeewa JagodaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Ann Marie WilliamsMorgan StanleySaperston Asset Management, Inc.09-27-2018
Michael M BishayMorgan StanleyJ.P. Morgan Securities LLC$5009-26-2018
Joseph A MarangielloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-14-2018
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, Inc.08-29-2018
Jonathan Young KimMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2018
Steve Wootaek LeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-24-2018
Christopher Scott BentleyMorgan StanleyValMark Securities, Inc.08-20-2018
Kevin Roberto NunezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2018
Alexander SchimertMorgan StanleyLongboard Asset Management05-30-2018
Lisa Queeney-VadneyMorgan StanleyWells Fargo Clearing Services, LLC$5005-25-2018
Oliver Louis SunMorgan StanleyCredit Suisse Securities (USA) LLC05-08-2018
Daniel Alexander OchoaMorgan StanleyNorthwestern Mutual Investment Services, LLC04-06-2018
John Vincent Keane Jr.Morgan StanleyUBS Financial Services Inc.03-14-2018
Next Page »

Showing 1 to 25 of 770 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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