Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Daniel ScialoMorgan Stanley1st Global Capital Corp.03-21-2017
Marcio Del CorsoMorgan StanleyA.G.P / Alliance Global Partners07-03-2013
Michael John MorrissMorgan StanleyAcademy Securities, Inc.08-05-2014
James N. MeehanMorgan StanleyADP Broker-Dealer, Inc.07-08-2009
Daniel RonaMorgan StanleyAegis Capital Corp.08-17-2018
Ryan Peter WroblewskiMorgan StanleyAegis Capital Corp.04-26-2016
Elana Beth GofmanMorgan StanleyAllianceBernstein Investments, Inc.03-18-2010
Donald Brian Grennon Jr.Morgan StanleyAllianceBernstein L.P.06-08-2016
Michael Robert CarboneMorgan StanleyAllstate Financial Services, LLC06-26-2013
John Anthony ArmaoMorgan StanleyAm Capital Llc03-15-2013
Joseph Taylor KrofcheckMorgan StanleyAm Capital Llc03-11-2013
Robert John ForteMorgan StanleyAm Capital Llc06-27-2011
Abraham BittonMorgan StanleyAmerican Portfolios Financial Services, Inc.04-29-2016
Nicholas PriceMorgan StanleyAmeriprise Financial Services, LLC11-11-2019
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, LLC08-29-2018
Virginia Swingle StevensMorgan StanleyAmeriprise Financial Services, LLC05-22-2015
Michael C MarraMorgan StanleyAmeriprise Financial Services, LLC12-10-2012
Helen Elizabeth FokianosMorgan StanleyAmeriprise Financial Services, LLC04-30-2012
Benjamin Ehren LeessMorgan StanleyAmeriprise Financial Services, LLC06-28-2010
David Scott HarrisMorgan StanleyAristotle Capital Management, LLC03-22-2017
Jamie Brett GoldgrubMorgan StanleyArjent LLC08-15-2011
Paul MarkisMorgan StanleyAvalon Securities, Ltd.05-23-2011
Chloe Reann SmithMorgan StanleyAXA Advisors, LLC04-09-2020
Thomas Quinlan HodgsonMorgan StanleyAXA Advisors, LLC01-22-2020
Rhoundy J JonesMorgan StanleyAXA Advisors, LLC07-02-2019
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Showing 1 to 25 of 1,130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.