Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emir Culov Amela Culov Rebecca RexMorgan StanleyHSBC Securities (USA) Inc.$17503-15-2012
Adam LeapleyMorgan StanleyChase Investment Services Corp.$20501-28-2011
Laurence BraunsteinMorgan StanleyFirst Allied Securities, Inc.$20007-22-2010
Christopher WalkleyMorgan StanleyJanney Montgomery Scott LLC$10608-22-2017
Richard Zinman Anthony Dertouzos John MorenoMorgan StanleyCredit Suisse Securities (USA) LLC$5,00011-23-2015
Louis GreifMorgan StanleyBarclays Capital Inc.08-03-2015
Kerri Connellan Jim PucciarelliMorgan StanleyBarclays Capital Inc.$1,00007-13-2015
Joseph Stein Jr Jeffrey SteinMorgan StanleyNeuberger Berman BD LLC$32009-15-2014
Francesca ZavoltaMorgan StanleyBarclays Capital Inc.$7410-04-2013
Eliot RossMorgan StanleyBarclays Capital Inc.$9806-29-2012
Patricia Glass Walter VarianMorgan StanleyCredit Suisse Securities (USA) LLC05-21-2012
Mark DonohueMorgan StanleyRBC Capital Markets, LLC$70011-15-2011
Steven Foote John MoranMorgan StanleyIngalls & Snyder, LLC$30001-19-2011
Christian ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Christopher ApgarMorgan StanleyWells Fargo Clearing Services, LLC$31804-21-2017
Ira Friedman Andrew SallisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$36001-20-2017
Ron VinderMorgan StanleyUBS Financial Services Inc.$4,30003-16-2016
Daniel Tedesco Dennis MaddenMorgan StanleyUBS Financial Services Inc.$16102-14-2014
Fred Costantino Sr Fred Costantino Jr Michael CostantinoMorgan StanleyWells Fargo Clearing Services, LLC$12309-27-2013
Paul BagnatoMorgan StanleyWells Fargo Clearing Services, LLC$16505-03-2013
Roxann Romano Anthony CatalanoMorgan StanleyUBS Financial Services Inc.03-01-2013
Richard Prybyl Richard Farr Steve HeadrickMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$24812-07-2012
Richard Jenkin Thomas FerranteMorgan StanleyUBS Financial Services Inc.$21005-21-2012
James Flood Michael RomerMorgan StanleyUBS Financial Services Inc.$21304-09-2012
Thomas A DeRosaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-23-2012
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Showing 1 to 25 of 675 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.