Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Lee Edmondson Jr.Morgan StanleyWells Fargo Clearing Services, LLC$2505-22-2009
James Todd WashburnMorgan StanleyUBS Financial Services Inc.$2506-01-2009
William Heath TalmageMorgan StanleyUBS Financial Services Inc.06-01-2009
Michael Scott KarasickMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Peter Matthew BabillaMorgan StanleyUBS Financial Services Inc.06-01-2009
Kelly Joseph KelpMorgan StanleyUBS Financial Services Inc.06-01-2009
Jorge Roberto GuerraMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Lisa Ann GibsonMorgan StanleyUBS Financial Services Inc.$15006-01-2009
Luvy S GonzalezMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mark Steven RyanMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Thomas Clark ClearyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Manfred Hans Hegwer Jr.Morgan StanleyUBS Financial Services Inc.$10006-01-2009
Carolyn R. KohnMorgan StanleyUBS Financial Services Inc.$5006-01-2009
John Richard SanbornMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jerry Dominic TrumanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Joel Nicholas HandorfMorgan StanleyUBS Financial Services Inc.06-01-2009
Valerie Ann LamuraMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Margaret Mary FriedhoffMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael Joseph KleinfelderMorgan StanleyUBS Financial Services Inc.$2506-01-2009
Claudia Longwell Mollerup-MadsenMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John Marlon DoumiteMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Bradford GlogerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Yvette Ana TramountMorgan StanleyUBS Financial Services Inc.$1006-01-2009
Lynette A LisiewskiMorgan StanleyUBS Financial Services Inc.06-04-2009
David Joseph SchnallMorgan StanleyWells Fargo Clearing Services, LLC06-08-2009
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Showing 1 to 25 of 1,130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.