Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Lee Edmondson Jr.Morgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25005-22-2009
Yvette Ana TramountMorgan StanleyUBS Financial Services Inc.$10006-01-2009
Lynette A LisiewskiMorgan StanleyUBS Financial Services Inc.06-04-2009
David Joseph SchnallMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-08-2009
Oscar B CantuMorgan StanleyWall Street Access$10006-15-2009
James Nathaniel MeehanMorgan StanleyADP Broker-Dealer, Inc.07-08-2009
Ryan Patrick RechMorgan StanleyPruco Securities, LLC.$10008-03-2009
Edward Howard Perkins IIIMorgan StanleyUBS Financial Services Inc.$15008-07-2009
Marilyn Elaine KeyserMorgan StanleyUBS Financial Services Inc.$50008-07-2009
Anil S TattaMorgan StanleyMetLife Securities Inc.08-17-2009
Sergio NicolosiMorgan StanleyInstinet, LLC$10008-31-2009
David B. GlicksteinMorgan StanleyBanc of America Securities LLC$10008-31-2009
Emily Christine PolitoMorgan StanleyMetLife Securities Inc.09-01-2009
Lawrence W BahrMorgan StanleyAXA Advisors, LLC$10009-04-2009
Kim PotvinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2009
OSMAR HERNANDEZMorgan StanleyPortfolio Advisors Alliance, LLC$50010-01-2009
Dale AkinlaMorgan StanleyJ.P. Morgan Securities LLC$50010-09-2009
Matthew Adam SandlerMorgan StanleyPark Avenue Securities LLC10-12-2009
Maria C. LiptonMorgan StanleyUbs International Inc.$50010-15-2009
Juan Miguel LarrainMorgan StanleyUbs International Inc.10-15-2009
John Pasquale CapognaMorgan StanleyMadison Proprietary Trading Group, LLC11-09-2009
Leon Dov AshnerMorgan StanleyUBS Financial Services Inc.$10011-13-2009
Ari Moshe BaumMorgan StanleyUBS Financial Services Inc.$50011-13-2009
Robert Steven TolstoiMorgan StanleyUBS Financial Services Inc.11-13-2009
Matthew Thomas VellaMorgan StanleyLaidlaw & Company (UK) Ltd.11-16-2009
Next Page »

Showing 1 to 25 of 1,138 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.