Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Oscar B CantuMorgan StanleyWall Street Access$5006-15-2009
Edward Howard Perkins IIIMorgan StanleyUBS Financial Services Inc.08-07-2009
Marilyn Elaine KeyserMorgan StanleyUBS Financial Services Inc.$5008-07-2009
Anil S TattaMorgan StanleyMetLife Securities Inc.08-17-2009
Sergio NicolosiMorgan StanleyInstinet, LLC$2508-31-2009
David B GlicksteinMorgan StanleyBanc of America Securities LLC$10008-31-2009
Lawrence W BahrMorgan StanleyEquitable Advisors, LLC09-04-2009
Dale AkinlaMorgan StanleyJ.P. Morgan Securities LLC$5010-09-2009
Yunjin LeeMorgan StanleyBarclays Capital Inc.$5012-07-2009
Robert Douglas EigenMorgan StanleyWells Fargo Clearing Services, LLC$10012-18-2009
Jordan David BlackMorgan StanleyUBS Financial Services Inc.$10001-15-2010
Debra Phylis StokesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2010
Richard SpostaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-19-2010
Mark S BaileyMorgan StanleyUBS Financial Services Inc.$16003-11-2010
Pamela Hope BayardMorgan StanleyUBS Financial Services Inc.$25003-19-2010
James Patrick Dolan IIIMorgan StanleyUBS Financial Services Inc.$27003-19-2010
Jason Paul BrottmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-23-2010
Tate C DestefanoMorgan StanleyHerbert J. Sims & Co, Inc.$18105-03-2010
Suzanne Ellen LengyelMorgan StanleyHSBC Securities (USA) Inc.$5005-03-2010
Thomas Yates CatlettMorgan StanleyDavenport & Company LLC05-11-2010
Joseph Louis Pizzo IiiMorgan StanleyUBS Financial Services Inc.$26505-14-2010
Elizabeth C CioffiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-17-2010
Riza Dekidjiev JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-20-2010
Matthew Segal Joseph Pizzo Irwin Werbowsky Mohamed YassinMorgan StanleyUBS Financial Services Inc.$15105-21-2010
Stephen Dana PeetMorgan StanleyUBS Financial Services Inc.$1,00005-21-2010
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Showing 1 to 25 of 675 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.