Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Leslie SapersteinMorgan StanleyWells Fargo Clearing Services, LLC$10003-28-2014
Abbe Lynn SpectorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1904-28-2017
Abraham BittonMorgan StanleyAmerican Portfolios Financial Services, Inc.04-29-2016
Adam David EhrlichMorgan StanleyJ.P. Morgan Securities LLC08-25-2020
Adam G LipskiMorgan StanleyMaxim Group LLC01-18-2011
Adam Jacob ParenteMorgan StanleyForesters Financial Services, Inc.08-09-2010
Adam Neal SilvermanMorgan StanleyLPL Financial LLC07-25-2012
Adarsh R. ShahMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2014
Aden StreisandMorgan StanleyNorthwestern Mutual Investment Services, LLC03-21-2017
Akira KidoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2016
Akira KidoMorgan StanleyNYLIFE Securities LLC02-08-2010
Albert Charles Erni Sr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2013
Albert DishnerMorgan StanleyCredit Suisse Securities (USA) LLC$10007-28-2015
Albert James SabiniMorgan StanleyOppenheimer & Co. Inc.$5009-19-2011
Albert Joseph Aeed IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1012-18-2015
Alejandro CalderonMorgan StanleyJ.P. Morgan Securities LLC09-29-2014
Alejandro Julio MalespinMorgan StanleyCredit Suisse Securities (USA) LLC02-01-2016
Alex Mead StetterMorgan StanleyUBS Financial Services Inc.06-15-2015
Alexander Daniel TantleffMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-21-2013
Alexander J. BretonMorgan StanleyBarclays Capital Inc.10-02-2015
Alexander James MayerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Alexander Jung KimMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2012
Alexander Matthew StimsonMorgan StanleyUBS Financial Services Inc.01-23-2012
Alexander SchimertMorgan StanleyLongboard Asset Management05-30-2018
Alexander Steele BaconMorgan StanleyHSBC Securities (USA) Inc.05-19-2015
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Showing 1 to 25 of 1,130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.