Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colleen O'CallaghanMorgan StanleyJPMorgan Chase & Co.$2,50011-02-2017
Glenn Arthurs, Chris Malof, Jay Blair, Wyatt ArthursMorgan StanleyUBS Financial Services Inc.$2,00008-10-2015
Jonathan MadriganoMorgan StanleyJPMorgan Chase & Co.$2,00009-28-2012
Robert S. Gilman, Robert Kushel, Jed A Morton and David StanfordMorgan StanleyJPMorgan Chase & Co.$1,60010-25-2017
Carrie S. Gallaway, Andrew L. SternMorgan StanleyLebenthal Wealth Advisors$1,20003-21-2014
Larry KingMorgan StanleyDynasty Financial Partners$1,20002-06-2012
Renato Reali, Paul Vigue, William PlattMorgan StanleyUBS Financial Services Inc.$1,10003-09-2011
Jay Canell, Neil Canell, Justin DemboMorgan StanleyJPMorgan Chase & Co.$1,00004-11-2017
Ira H. Mark, Michael BergerMorgan StanleyRBC Wealth Management$1,00010-04-2013
Robert Alpert, Charles Ladenheim, Robert Fusaro, Michael MontuoriMorgan StanleyWells Fargo Advisors$1,00009-27-2013
Marco OreamunoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$97009-10-2010
David Sobocinski, Julian Frank, Marc Wong, Mark RemigioMorgan StanleyUBS Financial Services Inc.$95008-28-2015
Adam SchurMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$85001-13-2017
William Peragine, John BiondoMorgan StanleyWells Fargo Advisors$83009-10-2014
Brian Gerard O'ConnorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$80003-24-2017
John Gatto, Kenneth Gatto, Matthew HughesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$67504-18-2016
David Paul BushmanMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$64008-25-2017
Eric BeileyMorgan StanleyRaymond James$57003-04-2016
Ruben Lerner, Manuel UrangaMorgan StanleyBolton Global Capital$55008-29-2017
Richard Ranieri, David Roberts, Michael Rosenberg, Tonia DillonMorgan StanleyWells Fargo Advisors$54512-07-2011
Chuck A. Roberts, Toby Mitchell, David StoneMorgan StanleyStifel, Nicolaus & Company, Incorporated$52403-16-2016
David MenoniMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-30-2019
Josephine Maria NotoMorgan StanleyUBS Financial Services Inc.$50008-25-2019
Richard Alan CorreraMorgan StanleyUBS Financial Services Inc.$50008-09-2019
John Anthony MullerMorgan StanleyUBS Financial Services Inc.$50004-12-2019
Next Page »

Showing 1 to 25 of 1,138 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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