Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pieter BurhansMorgan StanleyWells Fargo Clearing Services, LLC01-02-2018
David Paul BushmanMorgan StanleyWells Fargo Clearing Services, LLC$6408-25-2017
Christopher Lee ApgarMorgan StanleyWells Fargo Clearing Services, LLC$10004-21-2017
Thomas Morgan Sime, Zach Michael MesserinoMorgan StanleyWells Fargo Clearing Services, LLC03-01-2017
Steven Wallace Schmitt, Kyle Douglas YoungMorgan StanleyWells Fargo Clearing Services, LLC$5010-07-2016
Eric KleinerMorgan StanleyWells Fargo Clearing Services, LLC$15009-09-2016
Robert Hughes AinslieMorgan StanleyWells Fargo Clearing Services, LLC$5007-15-2016
Tomas Jin KimMorgan StanleyWells Fargo Clearing Services, LLC04-14-2016
Sang Gue LeeMorgan StanleyWells Fargo Clearing Services, LLC04-01-2016
Rodrigo Idarraga Jr.Morgan StanleyWells Fargo Clearing Services, LLC01-05-2016
Olga Nobrega PereiraMorgan StanleyWells Fargo Clearing Services, LLC$20006-27-2014
Aaron Leslie Saperstein, David Evan Passman, Nicole E McMahonMorgan StanleyWells Fargo Clearing Services, LLC$10003-28-2014
Eric Francis Hernandez, Christopher John TisiMorgan StanleyWells Fargo Clearing Services, LLC11-15-2013
Frederick Gene Costantino Sr., Michael R CostantinoMorgan StanleyWells Fargo Clearing Services, LLC$1009-27-2013
Michael Marc SchultzMorgan StanleyWells Fargo Clearing Services, LLC05-24-2013
Paolo BagnatoMorgan StanleyWells Fargo Clearing Services, LLC$5005-03-2013
Jack WeghMorgan StanleyWells Fargo Clearing Services, LLC$15008-31-2012
Paul Gregory DerrickMorgan StanleyWells Fargo Clearing Services, LLC$2506-01-2012
Steven Howard FoxMorgan StanleyWells Fargo Clearing Services, LLC$5005-25-2012
Robert Lewis DeerMorgan StanleyWells Fargo Clearing Services, LLC$2509-16-2011
Michael PiccoloMorgan StanleyWells Fargo Clearing Services, LLC$5005-20-2011
Tatiana De Morais PinhoMorgan StanleyWells Fargo Clearing Services, LLC05-02-2011
Francisabel MedinaMorgan StanleyWells Fargo Clearing Services, LLC02-04-2011
Howard Lee HorowitzMorgan StanleyWells Fargo Clearing Services, LLC09-10-2010
Frank Michael LavianoMorgan StanleyWells Fargo Clearing Services, LLC09-08-2010
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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