Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lena E ShaboNYLIFE Securities LLCNYLIFE Distributors LLC05-23-2019
Lena E ShaboNYLIFE Securities LLCNYLIFE Distributors LLC05-23-2019
David James LevinNYLIFE Securities LLCVanderbilt Securities, LLC02-28-2018
Bradley Vernon ScammellNYLIFE Securities LLCWynston Hill Capital, LLC02-01-2018
Ernest Wallace Williams Jr.NYLIFE Securities LLCGLOBAL EMERGING CAPITAL GROUP, LLC01-30-2018
Pablo Estuardo RubioNYLIFE Securities LLCHSBC Securities (USA) Inc.01-02-2018
Michael John ConleyNYLIFE Securities LLCHornor, Townsend & Kent, LLC10-24-2017
Jagannath GaikwadNYLIFE Securities LLCAXA Advisors, LLC09-29-2017
Elizabeth ChoiNYLIFE Securities LLCWells Fargo Clearing Services, LLC08-14-2017
Ada Valeria HernandezNYLIFE Securities LLCJ.P. Morgan Securities LLC07-13-2017
Juliet Genevieve AndersonNYLIFE Securities LLCPruco Securities, LLC.06-13-2017
Justin Michael SisensteinNYLIFE Securities LLCForesters Financial Services, Inc.04-13-2017
Kinga Halina Olek-SkrepetosNYLIFE Securities LLCJ.P. Morgan Securities LLC03-08-2017
Jozef Nicholas KuzmkowskiNYLIFE Securities LLCAXA Advisors, LLC03-01-2017
Matthew James ConfortNYLIFE Securities LLCAXA Advisors, LLC02-13-2017
John Anthony SpiegelmanNYLIFE Securities LLCHSBC Securities (USA) Inc.02-10-2017
William Esteban Romero Jr.NYLIFE Securities LLCAXA Advisors, LLC02-02-2017
Stuart Martin FlaumNYLIFE Securities LLCMML Investors Services, LLC12-20-2016
Mariusz KuryloNYLIFE Securities LLCEdward Jones11-29-2016
Fioramanti MarinoNYLIFE Securities LLCWells Fargo Clearing Services, LLC11-11-2016
Arif M. BoysanNYLIFE Securities LLCPark Avenue Securities LLC10-03-2016
Jean C JimenezNYLIFE Securities LLCMorgan Stanley10-03-2016
Erika HernandezNYLIFE Securities LLCJ.P. Morgan Securities LLC09-28-2016
Christopher E DowdNYLIFE Securities LLCMML Investors Services, LLC09-26-2016
Philip Edwin Parker Jr.NYLIFE Securities LLCSpartan Capital Securities, LLC09-02-2016
Next Page »

Showing 1 to 25 of 118 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.