Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ray Jose GonzalezNYLIFE Securities LLCHSBC Securities (USA) Inc.01-31-2020
Kristopher M. WadsworthNYLIFE Securities LLCLPL Financial LLC01-28-2020
Umair ZamanNYLIFE Securities LLCCitigroup Global Markets Inc.01-24-2020
Anthony J. SperanzaNYLIFE Securities LLCNational Securities Corporation01-23-2020
Dean Devery PurdyNYLIFE Securities LLCNYLIFE Securities LLC01-21-2020
Jeffrey StarrNYLIFE Securities LLCCitizens Securities, Inc.01-17-2020
Richard NarvaezNYLIFE Securities LLCPrincipal Securities, Inc.12-24-2019
Timothy Joseph DenisNYLIFE Securities LLCCetera Advisor Networks LLC12-04-2019
Karl Jean-BaptisteNYLIFE Securities LLCJ.P. Morgan Securities LLC11-25-2019
Mohannad Mekawy MekawyNYLIFE Securities LLCJ.P. Morgan Securities LLC11-06-2019
Anowar Sadat OsmaniNYLIFE Securities LLCSignature Securities06-25-2019
Richard Lawrence ReandeauNYLIFE Securities LLCWoodmen Financial Services, Inc.05-23-2019
Robert William CasaleNYLIFE Securities LLCJ.P. Morgan Securities LLC05-15-2019
Walter SemeniakNYLIFE Securities LLCWoodmen Financial Services, Inc.04-26-2019
Richard Thomas BakerNYLIFE Securities LLCWoodmen Financial Services, Inc.04-04-2019
Angela PandalenoNYLIFE Securities LLCPark Avenue Securities LLC$1001-08-2019
Eric Jordan LiptonNYLIFE Securities LLCQuest Capital Strategies, Inc.12-14-2018
Thomas Gregory HillNYLIFE Securities LLCPruco Securities, LLC.12-04-2018
Joshua Thomas McCarthyNYLIFE Securities LLCSignator Investors, Inc.10-16-2018
Kwangnam Augustine KimNYLIFE Securities LLCTransamerica Financial Advisors, Inc10-15-2018
Karim Andre MorganNYLIFE Securities LLCJ.P. Morgan Securities LLC$2507-11-2018
Ruth L. SwiftNYLIFE Securities LLCJ.P. Morgan Securities LLC06-07-2018
Dan Nana Owusu AdjeiNYLIFE Securities LLCAXA Advisors, LLC05-23-2018
Reid Evan ThompsonNYLIFE Securities LLCNorthstar Securities, LLC$5005-16-2018
Raquel TorresNYLIFE Securities LLCJ.P. Morgan Securities LLC05-08-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.