Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Francis HalpinNYLIFE Securities LLCA.G.P / Alliance Global Partners07-02-2015
Menachem Mendel GerberNYLIFE Securities LLCAllied Millennial Partners, LLC07-31-2014
Dan Nana Owusu AdjeiNYLIFE Securities LLCAXA Advisors, LLC05-23-2018
Anthony Mariano CentineoNYLIFE Securities LLCAXA Advisors, LLC04-30-2018
Derek O'NeilNYLIFE Securities LLCAXA Advisors, LLC10-05-2017
Jagannath GaikwadNYLIFE Securities LLCAXA Advisors, LLC09-29-2017
Krishna Ranjan Prasad SinhaNYLIFE Securities LLCAXA Advisors, LLC$50003-17-2017
Jozef Nicholas KuzmkowskiNYLIFE Securities LLCAXA Advisors, LLC03-01-2017
Matthew James ConfortNYLIFE Securities LLCAXA Advisors, LLC02-13-2017
Emilio Enrique Rivera Jr.NYLIFE Securities LLCAXA Advisors, LLC02-03-2017
William Esteban Romero Jr.NYLIFE Securities LLCAXA Advisors, LLC02-02-2017
Martha NavasNYLIFE Securities LLCAXA Advisors, LLC01-21-2016
Jim Davis Hull IINYLIFE Securities LLCAXA Advisors, LLC$10001-12-2015
Jordan HelfgottNYLIFE Securities LLCAXA Advisors, LLC06-18-2014
Cordula Ursula DandarawNYLIFE Securities LLCAXA Advisors, LLC01-19-2012
Ravi D BalchandNYLIFE Securities LLCAXA Advisors, LLC10-27-2009
John Charles FernandezNYLIFE Securities LLCBrickell Global Markets, Inc.02-04-2015
Akira KidoNYLIFE Securities LLCBrookville Capital Partners06-18-2009
Samantha Rae HughesNYLIFE Securities LLCCadaret, Grant & Co., Inc.05-26-2016
Anthony Roland FranzeseNYLIFE Securities LLCCapital One Investment Services LLC05-03-2010
Timothy Joseph DenisNYLIFE Securities LLCCetera Advisor Networks LLC12-04-2019
Dennis James HollarnNYLIFE Securities LLCCetera Advisor Networks LLC$10009-17-2009
Tarasia Jean MaguireNYLIFE Securities LLCCetera Advisor Networks LLC09-14-2009
Susan Marie CermeleNYLIFE Securities LLCChase Investment Services Corp.09-24-2010
Daniel Chester CapursoNYLIFE Securities LLCChase Investment Services Corp.03-01-2010
Next Page »

Showing 1 to 25 of 155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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