Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Norman Herbert MorganNYLIFE Securities LLCNationwide Securities, LLC02-03-2009
Cai Kui ChenNYLIFE Securities LLCMetLife Securities Inc.02-19-2009
Ravi D BalchandNYLIFE Securities LLCEquitable Advisors, LLC10-27-2009
Nancy DongNYLIFE Securities LLCMetLife Securities Inc.01-07-2010
Frank Anthony GaccioneNYLIFE Securities LLCEquity Services, Inc.01-26-2010
Paul James FianoNYLIFE Securities LLCMutual of Omaha Investor Services, Inc.02-04-2010
Daniel Chester CapursoNYLIFE Securities LLCChase Investment Services Corp.03-01-2010
Laura Teresa PageNYLIFE Securities LLCMutual of Omaha Investor Services, Inc.03-29-2010
David William Johnston JrNYLIFE Securities LLCMML Investors Services, LLC04-01-2010
Anthony Francis MoscaNYLIFE Securities LLCMutual of Omaha Investor Services, Inc.$708-02-2010
Xiaomao Chinese WangNYLIFE Securities LLCMetLife Securities Inc.08-04-2010
Bradley William SheremetaNYLIFE Securities LLCForesters Financial Services, Inc.01-06-2011
Joel Christopher RiedelNYLIFE Securities LLCKey Investment Services LLC01-11-2011
David Alan LanningNYLIFE Securities LLCAvantax Investment Services, Inc.05-23-2011
Tao LingNYLIFE Securities LLCCredit Suisse Securities (USA) LLC06-13-2011
Brian Thomas CaseyNYLIFE Securities LLCFSC Securities Corporation07-26-2011
Stephen J WoodardNYLIFE Securities LLCMercer Allied Company, L.P.08-22-2011
Richard Ronald BaginskiNYLIFE Securities LLCSignator Investors, Inc.09-12-2011
Pamela Madsen BlakeNYLIFE Securities LLCDavid Lerner Associates, Inc.10-24-2011
Xuejun KongNYLIFE Securities LLCMetLife Securities Inc.12-05-2011
Nancy E WoolverNYLIFE Securities LLCMutual of Omaha Investor Services, Inc.04-17-2012
Matthew Neil PomerantzNYLIFE Securities LLCMaxim Group LLC04-18-2012
Muhammad UsmanNYLIFE Securities LLCMetLife Securities Inc.10-02-2012
Chun Mei Mei ChenNYLIFE Securities LLCMetLife Securities Inc.04-23-2013
Lawrence Rex PanarielloNYLIFE Securities LLCMetLife Securities Inc.10-21-2013
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.