Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ada Valeria HernandezNYLIFE Securities LLCJ.P. Morgan Securities LLC07-13-2017
Akira KidoNYLIFE Securities LLCBrookville Capital Partners06-18-2009
Albert Stanley MosherNYLIFE Securities LLCMetLife Securities Inc.03-21-2014
Alberto Quiroz-MotaNYLIFE Securities LLCJ.P. Morgan Securities LLC06-30-2015
Alexander Christian HenslerNYLIFE Securities LLCScottrade, Inc.06-17-2016
Andrea Beth SheikhNYLIFE Securities LLCManaged Account Services, LLC01-03-2013
Angel Ruben TineoNYLIFE Securities LLCPark Avenue Securities LLC$5001-15-2014
Angela PandalenoNYLIFE Securities LLCPark Avenue Securities LLC$1001-08-2019
Anna ChuNYLIFE Securities LLCMetLife Securities Inc.05-26-2015
Anna Marie PeraNYLIFE Securities LLCKey Investment Services LLC12-20-2013
Anowar Sadat OsmaniNYLIFE Securities LLCSignature Securities06-25-2019
Anthony Francis MoscaNYLIFE Securities LLCMutual of Omaha Investor Services, Inc.08-02-2010
Anthony J. SperanzaNYLIFE Securities LLCNational Securities Corporation01-23-2020
Anthony Mariano CentineoNYLIFE Securities LLCAXA Advisors, LLC04-30-2018
Anthony Roland FranzeseNYLIFE Securities LLCCapital One Investment Services LLC05-03-2010
Ariel David AbreuNYLIFE Securities LLCJ.P. Morgan Securities LLC09-18-2014
Arif M. BoysanNYLIFE Securities LLCPark Avenue Securities LLC10-03-2016
Barrington Anthony Martin HewittNYLIFE Securities LLCMetLife Securities Inc.09-16-2015
Bradley Vernon ScammellNYLIFE Securities LLCWynston Hill Capital, LLC02-01-2018
Bradley William SheremetaNYLIFE Securities LLCForesters Financial Services, Inc.01-06-2011
Brian Francis HalpinNYLIFE Securities LLCA.G.P / Alliance Global Partners07-02-2015
Brian Thomas CaseyNYLIFE Securities LLCFSC Securities Corporation07-26-2011
Bruce Philip Fogwell Jr.NYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2015
Cai Kui ChenNYLIFE Securities LLCMetLife Securities Inc.02-19-2009
Carmen Dean Morrone Jr.NYLIFE Securities LLCH&R Block Financial Advisors, Inc.04-22-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.