Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Stanley MosherNYLIFE Securities LLCMetLife Securities Inc.03-21-2014
Anna ChuNYLIFE Securities LLCMetLife Securities Inc.05-26-2015
Anthony Francis MoscaNYLIFE Securities LLCMutual of Omaha Investor Services, Inc.08-02-2010
Arif M. BoysanNYLIFE Securities LLCPark Avenue Securities LLC10-03-2016
Bradley Vernon ScammellNYLIFE Securities LLCWynston Hill Capital, LLC02-01-2018
Bradley William SheremetaNYLIFE Securities LLCForesters Financial Services, Inc.01-06-2011
Bret George KoblerNYLIFE Securities LLCMorgan Stanley05-13-2013
Brian Thomas CaseyNYLIFE Securities LLCFSC Securities Corporation07-26-2011
Cai Kui ChenNYLIFE Securities LLCMetLife Securities Inc.02-19-2009
Choddie Toi BryantNYLIFE Securities LLCMetLife Securities Inc.$1005-06-2015
Christopher Neal AldersonNYLIFE Securities LLCMetLife Securities Inc.04-06-2017
Daniel Chester CapursoNYLIFE Securities LLCChase Investment Services Corp.03-01-2010
David KoberNYLIFE Securities LLCMetLife Securities Inc.08-31-2016
David William Johnston Jr.NYLIFE Securities LLCMML Investors Services, LLC04-01-2010
Dawn W. EdwardsNYLIFE Securities LLCHSBC Securities (USA) Inc.07-15-2016
Frank Anthony GaccioneNYLIFE Securities LLCEquity Services, Inc.01-26-2010
Joel Christopher RiedelNYLIFE Securities LLCKey Investment Services LLC$2501-11-2011
Jordan HelfgottNYLIFE Securities LLCAXA Advisors, LLC06-18-2014
Juliet Geneieve AndersonNYLIFE Securities LLCPruco Securities, LLC.06-13-2017
Kathleen M. FlynnNYLIFE Securities LLCWaddell & Reed02-07-2014
Lawrence Rex PanarielloNYLIFE Securities LLCMetLife Securities Inc.10-21-2013
Matthew Christy SolaNYLIFE Securities LLCUBS Financial Services Inc.$5007-09-2009
Matthew Neil PomerantzNYLIFE Securities LLCMaxim Group LLC04-18-2012
Menachem Mendel GerberNYLIFE Securities LLCAllied Millennial Partners, LLC07-31-2014
Michael MogaveroNYLIFE Securities LLCJ.P. Morgan Securities LLC12-18-2015
Next Page »

Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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