Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Devorah R GoodmanNational Securities CorporationMorgan Stanley$10005-02-2019
Ronan David CoxNational Securities CorporationWells Fargo Clearing Services, LLC$5002-22-2019
Peter Elliot MarshallNational Securities CorporationWells Fargo Clearing Services, LLC$15002-01-2019
Louise Frances ColemanNational Securities CorporationFSC Securities Corporation$1001-11-2019
Steven BenjaminNational Securities CorporationM&T Securities, Inc.$5008-20-2018
Frank Charles WroblewskiNational Securities CorporationWells Fargo Clearing Services, LLC04-03-2018
George John KarapistolisNational Securities CorporationAxiom Capital Management, Inc.$15003-29-2018
M Patricia StackNational Securities CorporationOppenheimer & Co. Inc.$103-19-2018
Kurt Anthony SteinNational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2018
Daniel Paul MotherwayNational Securities CorporationUBS Financial Services Inc.$2501-16-2018
Matthew Allen ColesworthyNational Securities CorporationWells Fargo Clearing Services, LLC$5012-18-2017
Michael Roy BlueweissNational Securities CorporationUBS Financial Services Inc.$5011-30-2017
Pedro BenitezNational Securities CorporationAegis Capital Corp.10-11-2017
Mohamed R YassinNational Securities CorporationMorgan Stanley09-12-2017
Robert Joseph BowmanNational Securities CorporationSnowden Account Services LLC09-05-2017
Robert AbramowitzNational Securities CorporationOppenheimer & Co. Inc.$5009-01-2017
Percy MoriNational Securities CorporationSpartan Capital Securities, LLC07-18-2017
Edward Francis Patrick Jr.National Securities CorporationOppenheimer & Co. Inc.$5006-23-2017
Rick Alan DavidsonNational Securities CorporationJefferies LLC$2506-16-2017
Dianne Marie GoedtelNational Securities CorporationOppenheimer & Co. Inc.$4301-20-2017
Nicholas Preston CampbellNational Securities CorporationMetLife Securities Inc.01-09-2017
George Joseph FiederleinNational Securities CorporationINVEST Financial Corporation12-16-2016
Stuart A JefferyNational Securities CorporationFirst Standard Financial Company LLC11-30-2016
David Lloyd FrankelNational Securities CorporationWells Fargo Advisors Financial Network, LLC10-10-2016
Vasilios RoussosNational Securities CorporationPHX Financial, Inc.09-21-2016
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Showing 1 to 25 of 127 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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