Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark RomaineNational Securities CorporationWells Fargo Clearing Services, LLC$1,00001-13-2020
Daniel BuitragoNational Securities CorporationMaxim Group LLC10-31-2019
James Edward Mulcahy Jr.National Securities CorporationMorgan Stanley$10008-15-2019
Ira Gary ChernickNational Securities CorporationCetera Advisor Networks LLC$12105-31-2019
Devorah R FinkelsteinNational Securities CorporationMorgan Stanley$10005-02-2019
Ronan David CoxNational Securities CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-22-2019
Peter Elliot MarshallNational Securities CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15002-01-2019
Louise Frances ColemanNational Securities CorporationFSC Securities Corporation$10001-11-2019
Michael Thomas GillNational Securities CorporationFSIC$10001-02-2019
Matthew Lewton LarsonNational Securities CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-03-2018
Steven BenjaminNational Securities CorporationM&T Securities, Inc.$50008-20-2018
Robert Allan MannNational Securities CorporationMaxim Group LLC$10007-17-2018
Jonathan Zachary AndrewsNational Securities CorporationAegis Capital Corp.04-11-2018
Frank Charles WroblewskiNational Securities CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25004-03-2018
George John KarapistolisNational Securities CorporationAxiom Capital Management, Inc.$15003-29-2018
M Patricia StackNational Securities CorporationOppenheimer & Co. Inc.$10003-19-2018
Kurt Anthony SteinNational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-15-2018
Nechemiah KasnettNational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2018
James Vincenzo Lombardo IINational Securities CorporationAegis Capital Corp.02-27-2018
Jacob David FrankelNational Securities CorporationLaidlaw & Company (UK) Ltd.02-07-2018
Matthew Allen ColesworthyNational Securities CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10012-18-2017
Michael Roy BlueweissNational Securities CorporationUBS Financial Services Inc.$50011-30-2017
Jacqueline Ann MillerNational Securities CorporationAegis Capital Corp.11-17-2017
Pedro BenitezNational Securities CorporationAegis Capital Corp.10-11-2017
Mohamed R YassinNational Securities CorporationMorgan Stanley$10009-12-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.