Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Todd CohenNational Securities CorporationQuest Capital Strategies, Inc.$5002-18-2009
Matthew Bruce SchechnerNational Securities CorporationAegis Capital Corp.$5003-06-2009
Marc Lester GoldsteinNational Securities CorporationEastbrook Capital Group LLC$2503-26-2009
Joseph Edward OShea JrNational Securities CorporationAmeriprise Financial Services, LLC$5007-21-2009
Daniel Hyun Bum SoeNational Securities CorporationCetera Advisor Networks LLC$5002-25-2010
Rodnel Anthony SpellerNational Securities CorporationCetera Advisor Networks LLC$5008-02-2010
Ciro SanclementeNational Securities CorporationJohn Thomas Financial$5010-26-2010
James C Culp IINational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-28-2011
Matthew FleissnerNational Securities CorporationGarden State Securities, Inc.$2506-14-2011
Gerald David NeumanNational Securities CorporationFagenson & Co, Inc.02-07-2012
Konstantine Efstathios KomninosNational Securities CorporationInternational Assets Advisory, LLC04-27-2012
Edward Frances IrvinNational Securities CorporationObsidian Financial Group, LLC$5011-20-2012
Ryan Michael HansNational Securities CorporationInvestors Capital Corp.$5003-11-2013
William Shea WattelNational Securities CorporationNewport Coast Securities, Inc.03-15-2013
Harvey Bobby KletzkinNational Securities CorporationNewport Coast Securities, Inc.$5003-15-2013
Felippe Teixeira AlvesNational Securities CorporationJohn Thomas Financial05-24-2013
Anthony Luciano Buono IIINational Securities CorporationCharles Vista LLC$2507-01-2013
Marc LowlichtNational Securities CorporationFurther Lane Securities, L.P.$10012-03-2013
Sean Patrick HaydenNational Securities CorporationSaperston Asset Management, Inc.$5002-11-2014
Stuart ConleyNational Securities CorporationFurther Lane Securities, L.P.$5002-28-2014
Vincent John VillaniNational Securities CorporationJoseph Gunnar & Co. LLC03-21-2014
Eliyahu Eli MizrachiNational Securities CorporationMaxim Group LLC04-21-2014
Jason N GinderNational Securities CorporationB. Riley Wealth Management$10008-08-2014
Joseph Christopher KellermanNational Securities CorporationCommerce One Financial Inc.09-05-2014
Richard SpatolaNational Securities CorporationVerity Investments, Inc.09-09-2014
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.