Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia Lee ParrisNational Securities CorporationBrecek & Young Advisors, Inc.$10001-21-2009
David Thomas TannerNational Securities CorporationGunnAllen Financial, Inc02-13-2009
Brian Todd CohenNational Securities CorporationQuest Capital Strategies, Inc.$50002-18-2009
Matthew Bruce SchechnerNational Securities CorporationAegis Capital Corp.$74003-06-2009
James Anthony RoccoNational Securities CorporationBanc of America Investment Services, Inc.03-17-2009
Marc Lester GoldsteinNational Securities CorporationEastbrook Capital Group LLC$50003-26-2009
Maurice MartinezNational Securities CorporationCitigroup Global Markets Inc.07-08-2009
Joseph Edward O'Shea Jr.National Securities CorporationAmeriprise Financial Services, Inc.$50007-21-2009
Marc Yvan BlotNational Securities CorporationReid & Rudiger LLC11-06-2009
Kenneth Joseph GilmoreNational Securities CorporationFinancial Consultant Group, LLC$10012-23-2009
Michael J RosadoNational Securities CorporationColumbus Advisory Group, Ltd.$50002-23-2010
Robert Spencer Bryce Jr.National Securities CorporationColumbus Advisory Group, Ltd.02-23-2010
Daniel Hyun Bum SoeNational Securities CorporationCetera Advisor Networks LLC$50002-25-2010
Gary TalbotNational Securities CorporationFordham Financial Management, Inc.03-19-2010
Rodnel Anthony SpellerNational Securities CorporationCetera Advisor Networks LLC$50008-02-2010
Michael Patrick McmahonNational Securities CorporationWoodstock Financial Group, Inc.08-24-2010
Edgar TavarezNational Securities CorporationJohn Thomas Financial10-04-2010
Ciro SanclementeNational Securities CorporationJohn Thomas Financial$50010-26-2010
Terrence Bartlett ReaganNational Securities CorporationJ.P. Turner & Company, L.L.C.01-31-2011
James C Culp IINational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$50002-28-2011
Anton Ramel LewisNational Securities CorporationWoodstock Financial Group, Inc.05-20-2011
Gerald David NeumanNational Securities CorporationFagenson & Co, Inc.02-07-2012
Joseph Arthur LloydNational Securities CorporationPaulson Investment Company LLC$10003-01-2012
Robert Thomas KennedyNational Securities CorporationFirst Midwest Securities, Inc.03-20-2012
Francis CidNational Securities CorporationBrookstone Securities, Inc.05-14-2012
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Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.