Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Jerry MandelNational Securities CorporationSource Capital Group, Inc.01-19-2016
Alissa RaineriNational Securities CorporationJoseph Gunnar & Co. LLC03-19-2015
Andrew Barry GrossmanNational Securities CorporationJHS Capital Advisors, LLC$10006-25-2015
Anthony Leonardo MaiuoloNational Securities CorporationJohn Thomas Financial12-21-2012
Anthony Luciano Buono IIINational Securities CorporationCharles Vista LLC$25007-01-2013
Anton Ramel LewisNational Securities CorporationWoodstock Financial Group, Inc.05-20-2011
Brian E BrennanNational Securities CorporationJHS Capital Advisors, LLC$25006-04-2015
Brian Todd CohenNational Securities CorporationQuest Capital Strategies, Inc.$50002-18-2009
Charles Antonio MoussignacNational Securities CorporationJ.P. Turner & Company, L.L.C.03-17-2015
Christopher Anthony JonesNational Securities CorporationCitigroup Global Markets Inc.04-13-2016
Christopher Bernard AtteoNational Securities CorporationJohn Thomas Financial$50003-01-2013
Christopher John VoccolaNational Securities CorporationColumbus Advisory Group, Ltd.11-07-2014
Christopher Joseph McfaddenNational Securities CorporationAdirondack Trading Group LLC$50005-16-2016
Christos Angelo KalatoudisNational Securities CorporationJohn Thomas Financial08-06-2013
Ciro SanclementeNational Securities CorporationJohn Thomas Financial$50010-26-2010
Curtis Wayne RavenNational Securities CorporationAXA Advisors, LLC08-18-2014
Cynthia Lee ParrisNational Securities CorporationBrecek & Young Advisors, Inc.$10001-21-2009
Dalila Costa-LeroyNational Securities CorporationMeyers Associates, L.P.$50001-19-2016
Daniel BuitragoNational Securities CorporationMaxim Group LLC10-31-2019
Daniel Hyun Bum SoeNational Securities CorporationCetera Advisor Networks LLC$50002-25-2010
Daniel Manuel MendozaNational Securities CorporationAlexander Capital, L.P.01-02-2013
Daniel P BartholeNational Securities CorporationWoodstock Financial Group, Inc.$10002-19-2015
David Lloyd FrankelNational Securities CorporationWells Fargo Advisors Financial Network, LLC10-10-2016
David Randle FrostNational Securities CorporationCoastal Equities, Inc.11-11-2014
David Thomas TannerNational Securities CorporationGunnAllen Financial, Inc02-13-2009
Next Page »

Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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