Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Forrester RiechNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC06-17-2019
Dana M Calcagno-WilkinsNorthwestern Mutual Investment Services, LLCCadaret, Grant & Co., Inc.05-30-2019
Victoria Kate AmyotNorthwestern Mutual Investment Services, LLCM&T Securities, Inc.04-16-2019
Daniel R FigueiredoNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC02-28-2019
Laura Lee EngleNorthwestern Mutual Investment Services, LLCSagePoint Financial, Inc.02-25-2019
Travis James CarusoNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC01-17-2019
Jason A. BlairNorthwestern Mutual Investment Services, LLCMercer Allied Company, L.P.10-11-2018
Vasilios RoussosNorthwestern Mutual Investment Services, LLCNational Securities Corporation08-29-2018
Adel TalebpourNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-10-2018
Dylan HuchNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC08-08-2018
Erin Catherine DavidsonNorthwestern Mutual Investment Services, LLCSusquehanna Financial Group, LLLP$10005-30-2018
Michael Paul HuddlesNorthwestern Mutual Investment Services, LLCNational Securities Corporation$50005-07-2018
Michael Charles PerilloNorthwestern Mutual Investment Services, LLCThe Buckingham Research Group Incorporated02-15-2018
Paul Stuart HellmanNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC02-08-2018
Bryan S CrowleyNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.01-22-2018
Justin Vernon CopelandNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC11-20-2017
Mark S DunkleyNorthwestern Mutual Investment Services, LLCHSBC Securities (USA) Inc.08-31-2017
Kevin M. TylerNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC08-30-2017
Jose Miguel MejiaNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC08-28-2017
Joseph M TaverniteNorthwestern Mutual Investment Services, LLCPrincipal Securities, Inc.$10007-14-2017
William R. Lee IIINorthwestern Mutual Investment Services, LLCEquity Services, Inc.06-30-2017
Timothy Patrick ShieldsNorthwestern Mutual Investment Services, LLCDeutsche Bank Securities Inc.06-16-2017
Robert Edward CodyNorthwestern Mutual Investment Services, LLCLPL Financial LLC06-02-2017
Timothy David LykinsNorthwestern Mutual Investment Services, LLCGlen Eagle Wealth, LLC05-19-2017
Kimberly E KentNorthwestern Mutual Investment Services, LLCNYLIFE Distributors LLC04-18-2017
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.