Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victoria Kate AmyotNorthwestern Mutual Investment Services, LLCM&T Securities, Inc.04-16-2019
Michael Charles PerilloNorthwestern Mutual Investment Services, LLCThe Buckingham Research Group Incorporated02-15-2018
Timothy Patrick ShieldsNorthwestern Mutual Investment Services, LLCDeutsche Bank Securities Inc.06-16-2017
John San FilippoNorthwestern Mutual Investment Services, LLCAvatar Securities, LLC01-19-2017
Ryan Edward DuttonNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.12-08-2016
Ron ShaharNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC10-17-2016
Zachary L. DamstetterNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC07-01-2016
Christopher James ShaverNorthwestern Mutual Investment Services, LLCMercer Allied Company, L.P.04-08-2016
Matthew Daniel WaldmanNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC02-29-2016
Tiffany Helene MonasterioNorthwestern Mutual Investment Services, LLCAmerican Portfolios Financial Services, Inc.01-05-2016
David Scott HeisermanNorthwestern Mutual Investment Services, LLCJavelin Securities, LLC09-22-2015
Kevin Michael YoungNorthwestern Mutual Investment Services, LLCCRT Capital Group LLC09-21-2015
Brian Alexander PerdewNorthwestern Mutual Investment Services, LLCVALIC Financial Advisors, Inc.08-11-2015
Bruno Viana LanferniniNorthwestern Mutual Investment Services, LLCInsight Private Advisors, LLC06-16-2015
Antonio Michael GomezNorthwestern Mutual Investment Services, LLCHD Vest Investment Services08-21-2014
Francis Paul DunphyNorthwestern Mutual Investment Services, LLCMontecito Advisors, Inc.06-23-2014
John Dana LoweNorthwestern Mutual Investment Services, LLCNationwide Securities, LLC04-04-2014
Craig Jeffrey ValentineNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2013
Paul John DonohueNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2013
Scott Andrew JacobiNorthwestern Mutual Investment Services, LLCBenjamin & Jerold Brokerage I, LLC07-09-2013
Kevin Francis BainNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-17-2013
Nicholas Thomas KageyNorthwestern Mutual Investment Services, LLCCadaret, Grant & Co., Inc.01-14-2013
Braelin G. ThorntonNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC10-18-2012
Tommy ChenNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.05-21-2012
Matthew John MattimoreNorthwestern Mutual Investment Services, LLCChimera Securities, LLC04-19-2012
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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