Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jorge M OliveiraOppenheimer & Co. Inc.Morgan Stanley$5006-14-2019
Roger Henry FelberbaumOppenheimer & Co. Inc.RBC Capital Markets, LLC$50011-29-2018
Eduardo Eloy CaballeroOppenheimer & Co. Inc.Exotix USA Inc.$105-15-2018
Kurt Laurence SeidmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00005-11-2018
Jane WasserstromOppenheimer & Co. Inc.UBS Financial Services Inc.04-10-2018
John Howard SchietingerOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2017
Michael S BikalesOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00011-20-2017
Richard Joseph SilviaOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$111-20-2017
Jorge Enrique RomeroOppenheimer & Co. Inc.Morgan Stanley$5011-02-2017
Marc LevinOppenheimer & Co. Inc.Morgan Stanley09-08-2017
Ryan Alexander KriserOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated09-08-2017
Mark Edward YadgaroffOppenheimer & Co. Inc.Sanford C. Bernstein & Co., LLC$2506-12-2017
Phillips Correll DurlingOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2017
Christopher John NicolosiOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated$2503-06-2017
Howard LevineOppenheimer & Co. Inc.B. Riley Wealth Management$5002-28-2017
Eugene Henry FreundOppenheimer & Co. Inc.Empire Asset Management Company01-26-2017
Andrew Joseph KorisOppenheimer & Co. Inc.Morgan Stanley$15012-19-2016
Adam Marc BenchOppenheimer & Co. Inc.B. Riley Wealth Management$5012-14-2016
Henry Benoit ScheuerOppenheimer & Co. Inc.Janney Montgomery Scott LLC$10012-13-2016
Irene Anne KosikOppenheimer & Co. Inc.Morgan Stanley$10007-08-2016
Timothy Michael ReganOppenheimer & Co. Inc.Maxim Group LLC04-29-2016
Robert AbramowitzOppenheimer & Co. Inc.Raymond James Financial Services, Inc.04-21-2016
Kevin PellegriniOppenheimer & Co. Inc.Columbus Advisory Group, Ltd.04-19-2016
Stephen Michael TomkinsOppenheimer & Co. Inc.Janney Montgomery Scott LLC$15004-04-2016
Scott J PorzioOppenheimer & Co. Inc.MetLife Securities Inc.$15003-08-2016
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Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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