Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia Dawn NewmanOppenheimer & Co. Inc.Morgan Stanley$10007-17-2020
Morgan Constance NewmanOppenheimer & Co. Inc.Morgan Stanley07-17-2020
James ScrivoOppenheimer & Co. Inc.ADP Broker-Dealer, Inc.04-09-2020
John Daniel TrautOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2020
David Stuart RothOppenheimer & Co. Inc.RBC Capital Markets, LLC01-24-2020
Michael Erik Mc MurrayOppenheimer & Co. Inc.Janney Montgomery Scott LLC$23012-12-2019
Ravilochan PolaOppenheimer & Co. Inc.Enclave Capital LLC11-22-2019
Cooper Mcrae DavisOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC09-24-2019
Paul Thomas Tierney JrOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00009-06-2019
John B Lawler JrOppenheimer & Co. Inc.Morgan Stanley$10008-29-2019
Ronald EpsteinOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2019
Jorge M OliveiraOppenheimer & Co. Inc.Morgan Stanley$5006-14-2019
Douglas Anthony BrkichOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-06-2019
Edward John Driscoll JrOppenheimer & Co. Inc.Tullett Prebon Financial Services LLC$2503-18-2019
Roger Henry FelberbaumOppenheimer & Co. Inc.RBC Capital Markets, LLC$50011-29-2018
William ForteOppenheimer & Co. Inc.Equitable Advisors, LLC06-13-2018
John Esko DelamaterOppenheimer & Co. Inc.Capital One Investing, LLC06-12-2018
Jane Stimson HandOppenheimer & Co. Inc.Morgan Stanley06-04-2018
Eduardo Eloy CaballeroOppenheimer & Co. Inc.Tellimer Markets Inc.05-15-2018
Kurt Laurence SeidmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00005-11-2018
Florindo VolpacchioOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-10-2018
Jane Harriet WasserstromOppenheimer & Co. Inc.UBS Financial Services Inc.04-10-2018
Jan A GalvezOppenheimer & Co. Inc.Capital One Investing, LLC04-09-2018
Shane Patrick KellyOppenheimer & Co. Inc.Commonwealth Financial Network04-09-2018
Gavriel S BergerOppenheimer & Co. Inc.AllianceBernstein L.P.04-03-2018
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.