Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gavriel S. BergerOppenheimer & Co. Inc.AllianceBernstein L.P.04-03-2018
Edwin Gerard BeusseOppenheimer & Co. Inc.Ally Securities LLC09-22-2010
Howard LevineOppenheimer & Co. Inc.B. Riley Wealth Management$5002-28-2017
Adam Marc BenchOppenheimer & Co. Inc.B. Riley Wealth Management$5012-14-2016
Hratch Samuel ArukianOppenheimer & Co. Inc.Barclays Capital Inc.05-03-2010
Svitlana S KyrukhinaOppenheimer & Co. Inc.Brean Capital, LLC11-07-2013
Jan A. GalvezOppenheimer & Co. Inc.Capital One Investing, LLC04-09-2018
Albert Joseph KirchnerOppenheimer & Co. Inc.Citigroup Global Markets Inc.12-14-2009
Thomas Michael AmadioOppenheimer & Co. Inc.Citigroup Global Markets Inc.05-08-2009
Howard Alan HirschOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10004-09-2009
Donna Hope GoldmanOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5004-09-2009
Jodi Lynn MadonnaOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10003-27-2009
Alberto OttavianiOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-27-2009
Anatole A ForostenkoOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5003-20-2009
Lori Judith Rappaport-SteinerOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-20-2009
Andrew L WolffOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-12-2009
Gerard Vincent RubsamOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5002-13-2009
Shane Patrick KellyOppenheimer & Co. Inc.Commonwealth Financial Network04-09-2018
James Alan MathOppenheimer & Co. Inc.David Lerner Associates, Inc.$5002-17-2016
Marvin Ira WigutowOppenheimer & Co. Inc.David Lerner Associates, Inc.08-24-2015
Robert Gerald HirschOppenheimer & Co. Inc.David Lerner Associates, Inc.$1009-19-2011
Thomas Joseph Dagger IIIOppenheimer & Co. Inc.David Lerner Associates, Inc.$2507-18-2011
Petar Alexiev ArizanovOppenheimer & Co. Inc.Fidelity Brokerage Services LLC$5004-16-2013
Dennis Andrew BaumOppenheimer & Co. Inc.First Manhattan Co10-22-2012
Michael B WolffOppenheimer & Co. Inc.HSBC Securities (USA) Inc.06-02-2014
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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