Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Thomas Tierney Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00009-06-2019
John B Lawler Jr.Oppenheimer & Co. Inc.Morgan Stanley$10008-29-2019
Jorge M OliveiraOppenheimer & Co. Inc.Morgan Stanley$5006-14-2019
Roger Henry FelberbaumOppenheimer & Co. Inc.RBC Capital Markets, LLC$50011-29-2018
Eduardo Eloy CaballeroOppenheimer & Co. Inc.Tellimer Markets Inc.05-15-2018
Jane Harriet WasserstromOppenheimer & Co. Inc.UBS Financial Services Inc.04-10-2018
Jan A. GalvezOppenheimer & Co. Inc.Capital One Investing, LLC04-09-2018
Shane Patrick KellyOppenheimer & Co. Inc.Commonwealth Financial Network04-09-2018
Gavriel S. BergerOppenheimer & Co. Inc.AllianceBernstein L.P.04-03-2018
Richard Joseph SilviaOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$10011-20-2017
Michael S BikalesOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$7011-20-2017
Jorge Enrique RomeroOppenheimer & Co. Inc.Morgan Stanley11-02-2017
Marc LevinOppenheimer & Co. Inc.Morgan Stanley09-08-2017
Mark Edward YadgaroffOppenheimer & Co. Inc.Sanford C. Bernstein & Co., LLC06-12-2017
Christopher John NicolosiOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated03-06-2017
Howard LevineOppenheimer & Co. Inc.B. Riley Wealth Management$5002-28-2017
Andrew Joseph KorisOppenheimer & Co. Inc.Morgan Stanley12-19-2016
Adam Marc BenchOppenheimer & Co. Inc.B. Riley Wealth Management$5012-14-2016
Henry Benoit ScheuerOppenheimer & Co. Inc.Janney Montgomery Scott LLC$10012-13-2016
Albert Michael MuradOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2907-29-2016
Irene Anne KosikOppenheimer & Co. Inc.Morgan Stanley07-08-2016
Stephen Michael TomkinsOppenheimer & Co. Inc.Janney Montgomery Scott LLC$2504-04-2016
James Alan MathOppenheimer & Co. Inc.David Lerner Associates, Inc.$5002-17-2016
Frank Stephen MasriOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2016
Martha L. RaghunauthOppenheimer & Co. Inc.Morgan Stanley$10001-15-2016
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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