Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erick John SanchezOppenheimer & Co. Inc.Oppenheimer & Co. Inc.01-06-2009
Jerome Frank NilesOppenheimer & Co. Inc.Raymond James Financial Services, Inc.$10001-22-2009
Albert HaninOppenheimer & Co. Inc.Citigroup Global Markets Inc.01-30-2009
Richard Frank Montaldo Jr.Oppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1502-06-2009
Gerard Vincent RubsamOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5002-13-2009
Andrew L WolffOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-12-2009
Edward Francis Patrick Jr.Oppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
Philip MerloOppenheimer & Co. Inc.Maxim Group LLC03-13-2009
Anatole A ForostenkoOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5003-20-2009
Lori Judith Rappaport-SteinerOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-20-2009
Jodi Lynn MadonnaOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10003-27-2009
Alberto OttavianiOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-27-2009
Fred Ben SeidOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-31-2009
Donna Hope GoldmanOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5004-09-2009
Howard Alan HirschOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10004-09-2009
Louis Anthony MoscatelloOppenheimer & Co. Inc.UBS Financial Services Inc.$5005-05-2009
Thomas Michael AmadioOppenheimer & Co. Inc.Citigroup Global Markets Inc.05-08-2009
Michael Allen MurphyOppenheimer & Co. Inc.Banc of America Securities LLC$15007-01-2009
James Eddy SimpsonOppenheimer & Co. Inc.Morgan Stanley$5007-01-2009
Paul Gary LiebmanOppenheimer & Co. Inc.Morgan Stanley$20009-10-2009
Neil Seth OkunOppenheimer & Co. Inc.Morgan Stanley$2509-10-2009
Michael Reed TorreOppenheimer & Co. Inc.UBS Financial Services Inc.$5009-15-2009
Bernard Michael LherissonOppenheimer & Co. Inc.Chase Investment Services Corp.09-23-2009
Albert James SabiniOppenheimer & Co. Inc.J.P. Morgan Securities LLC10-09-2009
Robert Cornelius VandenberghOppenheimer & Co. Inc.J.P. Morgan Securities LLC11-03-2009
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Showing 1 to 25 of 191 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.