Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron John VecchioOppenheimer & Co. Inc.E D & F Man Capital Markets Inc.01-30-2017
Aaron MitraniOppenheimer & Co. Inc.Morgan Stanley02-27-2012
Adam Marc BenchOppenheimer & Co. Inc.B. Riley Wealth Management$5012-14-2016
Adam Neil BrillerOppenheimer & Co. Inc.Citigroup Global Markets Inc.01-08-2010
Alan Neal TocmanOppenheimer & Co. Inc.David Lerner Associates, Inc.$2508-16-2011
Albert HaninOppenheimer & Co. Inc.Citigroup Global Markets Inc.01-30-2009
Albert James SabiniOppenheimer & Co. Inc.J.P. Morgan Securities LLC10-09-2009
Albert Joseph KirchnerOppenheimer & Co. Inc.Citigroup Global Markets Inc.12-14-2009
Albert Michael MuradOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-29-2016
Alberto OttavianiOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-27-2009
Alex G PericoOppenheimer & Co. Inc.Morgan Stanley10-01-2012
Alexander Morgan SmithOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-07-2016
Alexander Nathan ReichwaldOppenheimer & Co. Inc.Kapitall Generation, LLC01-09-2018
Allen WeissOppenheimer & Co. Inc.Morgan Stanley06-15-2010
Alyssa Karen ZulianiOppenheimer & Co. Inc.Western International Securities, Inc.11-01-2010
Anatole A ForostenkoOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5003-20-2009
Andrea LoughlinOppenheimer & Co. Inc.Morgan Stanley$5009-21-2015
Andrew Craig AxelrodOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1006-18-2015
Andrew Joseph KorisOppenheimer & Co. Inc.Morgan Stanley12-19-2016
Andrew L WolffOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-12-2009
Anna SitnerOppenheimer & Co. Inc.Citigroup Global Markets Inc.01-12-2010
Annette Christine ConteOppenheimer & Co. Inc.David Lerner Associates, Inc.02-19-2016
Anthony Joseph ManougianOppenheimer & Co. Inc.Morgan Stanley$2512-18-2012
Benjamin OkinOppenheimer & Co. Inc.Morgan Stanley06-04-2012
Bernard Michael LherissonOppenheimer & Co. Inc.Chase Investment Services Corp.09-23-2009
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Showing 1 to 25 of 191 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.