Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Marc BenchOppenheimer & Co. Inc.B. Riley Wealth Management$5012-14-2016
Albert Joseph KirchnerOppenheimer & Co. Inc.Citigroup Global Markets Inc.12-14-2009
Albert Michael MuradOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2907-29-2016
Alberto OttavianiOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-27-2009
Alexander Morgan SmithOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-07-2016
Anatole A ForostenkoOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5003-20-2009
Andrea LoughlinOppenheimer & Co. Inc.Morgan Stanley$5009-21-2015
Andrew Joseph KorisOppenheimer & Co. Inc.Morgan Stanley12-19-2016
Andrew L WolffOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-12-2009
Anthony Joseph ManougianOppenheimer & Co. Inc.Morgan Stanley12-18-2012
Brian Francis HayesOppenheimer & Co. Inc.Morgan Stanley$10003-19-2010
Chad Edward AllenOppenheimer & Co. Inc.UBS Financial Services Inc.08-13-2015
Christopher John NicolosiOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated03-06-2017
David M LauferOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2012
Dennis Andrew BaumOppenheimer & Co. Inc.First Manhattan Co10-22-2012
Dirk Willem Van RoonOppenheimer & Co. Inc.Santander Securities LLC06-05-2013
Donna Hope GoldmanOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5004-09-2009
Eduardo Eloy CaballeroOppenheimer & Co. Inc.Tellimer Markets Inc.05-15-2018
Edwin Gerard BeusseOppenheimer & Co. Inc.Ally Securities LLC09-22-2010
Eric Brian RosenbergOppenheimer & Co. Inc.RBC Capital Markets, LLC$15006-12-2013
Ethan Simeon FingererOppenheimer & Co. Inc.RBC Capital Markets, LLC$10001-30-2015
Francis Salvatore ChimentiOppenheimer & Co. Inc.Morgan Stanley$15001-18-2012
Frank Stephen MasriOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2016
Fred Ben SeidOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-31-2009
Gavriel S. BergerOppenheimer & Co. Inc.AllianceBernstein L.P.04-03-2018
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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