Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John B Lawler Jr.Oppenheimer & Co. Inc.Morgan Stanley$10008-29-2019
Jorge M OliveiraOppenheimer & Co. Inc.Morgan Stanley$50006-14-2019
Jane Stimson HandOppenheimer & Co. Inc.Morgan Stanley06-04-2018
Mario John KusteraOppenheimer & Co. Inc.Morgan Stanley02-06-2018
Jorge Enrique RomeroOppenheimer & Co. Inc.Morgan Stanley$50011-02-2017
Marc LevinOppenheimer & Co. Inc.Morgan Stanley09-08-2017
Andrew Joseph KorisOppenheimer & Co. Inc.Morgan Stanley$15012-19-2016
Irene Anne KosikOppenheimer & Co. Inc.Morgan Stanley$10007-08-2016
Martha L. RaghunauthOppenheimer & Co. Inc.Morgan Stanley$10001-15-2016
Andrea LoughlinOppenheimer & Co. Inc.Morgan Stanley$50009-21-2015
Jose G BaezOppenheimer & Co. Inc.Morgan Stanley06-03-2015
Jamie Lyn DicataldoOppenheimer & Co. Inc.Morgan Stanley04-15-2015
Christian Fernando AmbruosoOppenheimer & Co. Inc.Morgan Stanley$10004-08-2015
John Patrick LedererOppenheimer & Co. Inc.Morgan Stanley05-20-2014
Daniel Robert RozziOppenheimer & Co. Inc.Morgan Stanley02-27-2014
John AnagnosOppenheimer & Co. Inc.Morgan Stanley$10007-19-2013
Anthony Joseph ManougianOppenheimer & Co. Inc.Morgan Stanley$25012-18-2012
Joanna Antoinette CapobiancoOppenheimer & Co. Inc.Morgan Stanley$50010-12-2012
Alex G PericoOppenheimer & Co. Inc.Morgan Stanley10-01-2012
Benjamin OkinOppenheimer & Co. Inc.Morgan Stanley06-04-2012
Jonathan ShenkmanOppenheimer & Co. Inc.Morgan Stanley$15005-04-2012
Aaron MitraniOppenheimer & Co. Inc.Morgan Stanley02-27-2012
Francis Salvatore ChimentiOppenheimer & Co. Inc.Morgan Stanley$15001-18-2012
Daniel James MonezOppenheimer & Co. Inc.Morgan Stanley$10010-22-2010
Lawrence GordonOppenheimer & Co. Inc.Morgan Stanley$10006-29-2010
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.