Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Simon ZerahPrincipal Securities, Inc.Raymond James Financial Services, Inc.10-12-2009
Mark B AveryPrincipal Securities, Inc.MetLife Securities Inc.10-23-2009
Patrick Gabriel OconnellPrincipal Securities, Inc.MetLife Securities Inc.06-28-2010
Bryan A. PaulPrincipal Securities, Inc.Tower Square Securities, Inc.08-02-2010
Timothy C MerrillPrincipal Securities, Inc.Tower Square Securities, Inc.01-05-2011
Brandon PowersPrincipal Securities, Inc.Ameriprise Financial Services, Inc.10-11-2011
Jason Jay TaborPrincipal Securities, Inc.Halliday Financial, LLC$2507-06-2012
Conway Porter IIIPrincipal Securities, Inc.MML Investors Services, LLC04-05-2013
Jahaida Dari MoinoPrincipal Securities, Inc.John Hancock Distributors LLC04-05-2013
Marc David GoldsteinPrincipal Securities, Inc.AXA Advisors, LLC$5005-31-2013
Jason PastranoPrincipal Securities, Inc.Park Avenue Securities LLC08-08-2013
Lawrence Michael DillonPrincipal Securities, Inc.Key Investment Services LLC04-02-2014
Peter Charles MajorPrincipal Securities, Inc.Halliday Financial, LLC$2507-18-2014
Martha Ann NielsenPrincipal Securities, Inc.Cetera Investment Services LLC$10007-22-2014
Douglas Peter CastrenPrincipal Securities, Inc.Signator Investors, Inc.08-19-2014
Michael Gary PesacovPrincipal Securities, Inc.MetLife Securities Inc.12-02-2014
Christopher James MideckePrincipal Securities, Inc.MetLife Securities Inc.07-13-2016
Tara Ann SchneiderPrincipal Securities, Inc.Equity Services, Inc.08-08-2016
Matthew John MazzonePrincipal Securities, Inc.Berthel, Fisher & Company Financial Services, Inc.03-16-2017
Lucianno Bernardo MarasaPrincipal Securities, Inc.Securian Financial Services, Inc.01-02-2019
Paul Carl MazzanobilePrincipal Securities, Inc.MML Investors Services, LLC05-16-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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