Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex WilliamsPruco Securities, LLC.Park Avenue Securities LLC06-18-2019
Robert Gerard MoonePruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Peter Giahao DaoPruco Securities, LLC.AXA Advisors, LLC$5002-27-2019
John Patrick BussPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-23-2018
Marguerite N DanielsPruco Securities, LLC.MML Investors Services, LLC$23008-23-2018
Sandra Yvonne GreenPruco Securities, LLC.NYLIFE Securities LLC08-08-2018
Aniello Joseph PatalanoPruco Securities, LLC.NYLIFE Securities LLC06-28-2018
Kevin Charles KlugePruco Securities, LLC.MML Investors Services, LLC$5006-28-2018
Eric GottesmanPruco Securities, LLC.NYLIFE Securities LLC06-22-2018
Gerald H EisenbergPruco Securities, LLC.NYLIFE Securities LLC06-22-2018
Anthony David BaeumlerPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.05-31-2018
Ronald John GniazdowskiPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.$105-29-2018
Don CenturioniPruco Securities, LLC.Ameritas Investment Corp.$5005-03-2018
Thomas Sutton StaffordPruco Securities, LLC.MML Investors Services, LLC$1001-26-2018
Mark Nene MagnusenPruco Securities, LLC.Fidelity Brokerage Services LLC$101-16-2018
Mireille AlkhouryPruco Securities, LLC.M&T Securities, Inc.12-08-2017
Christian Fernando AmbruosoPruco Securities, LLC.Spartan Capital Securities, LLC10-24-2017
Joseph Thomas BeecherPruco Securities, LLC.M&T Securities, Inc.10-09-2017
Derek Lawrence BotwinickPruco Securities, LLC.Principal Securities, Inc.$2410-04-2017
Thomas L Dolin IIPruco Securities, LLC.Signator Investors, Inc.09-19-2017
Travis Cyphert LabordePruco Securities, LLC.Thrivent Investment Management Inc.08-25-2017
Derek A MekaPruco Securities, LLC.Signator Investors, Inc.08-09-2017
Kenneth Theodore WalcykPruco Securities, LLC.MML Investors Services, LLC$15007-18-2017
Riyaad Magnus KhanPruco Securities, LLC.MML Investors Services, LLC07-12-2017
Christopher E DowdPruco Securities, LLC.NYLIFE Securities LLC07-03-2017
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Showing 1 to 25 of 122 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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