Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seth Izak HofstetterPruco Securities, LLC.AXA Advisors, LLC04-09-2020
Richard James RugelPruco Securities, LLC.Allstate Financial Services, LLC04-02-2020
Jonathan Lee KandersPruco Securities, LLC.AXA Advisors, LLC03-31-2020
Alec Edward HokePruco Securities, LLC.First Allied Securities, Inc.$5403-18-2020
Keri Ann AversaPruco Securities, LLC.NYLIFE Securities LLC03-04-2020
James Joseph MotaPruco Securities, LLC.Allstate Financial Services, LLC01-09-2020
Jeremy J. PyszczynskiPruco Securities, LLC.Edward Jones11-14-2019
Shai HematianPruco Securities, LLC.Allstate Financial Services, LLC11-07-2019
James V. ProsperiPruco Securities, LLC.Allstate Financial Services, LLC11-06-2019
Kip Flagler HoagPruco Securities, LLC.Allstate Financial Services, LLC$1110-23-2019
Douglas RoycePruco Securities, LLC.Farmers Financial Solutions, LLC09-10-2019
Charles MolloyPruco Securities, LLC.PNC Investments09-04-2019
Jeremy Michael JenkinsPruco Securities, LLC.M&T Securities, Inc.09-04-2019
Ryan James SmithPruco Securities, LLC.AXA Advisors, LLC08-27-2019
Carmen Gene CipolloniPruco Securities, LLC.AXA Advisors, LLC08-27-2019
Angel L. GulizioPruco Securities, LLC.NYLIFE Securities LLC08-22-2019
John Joseph RikerPruco Securities, LLC.AXA Advisors, LLC07-31-2019
Arthur KorsunPruco Securities, LLC.AXA Advisors, LLC06-26-2019
Kathryn T ZublerPruco Securities, LLC.Principal Securities, Inc.06-19-2019
Markus Miguel Williams Jr.Pruco Securities, LLC.Allstate Financial Services, LLC06-19-2019
Alex WilliamsPruco Securities, LLC.Park Avenue Securities LLC06-18-2019
Lucas Hector VanerioPruco Securities, LLC.Edward Jones06-14-2019
Vandolf Parish Jr.Pruco Securities, LLC.AXA Advisors, LLC06-06-2019
Mauricio RedondoPruco Securities, LLC.David Lerner Associates, Inc.06-05-2019
Raul Rafael MorenoPruco Securities, LLC.Citigroup Global Markets Inc.05-21-2019
Next Page »

Showing 1 to 25 of 193 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.