Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amal D GawlePruco Securities, LLC.UBS Financial Services Inc.06-01-2009
Jomay S. NgPruco Securities, LLC.Chase Investment Services Corp.05-03-2010
Wayne Andrew BlanchettePruco Securities, LLC.MMA Securities LLC10-18-2010
Darryl Lance ThompsonPruco Securities, LLC.Thrivent Investment Management Inc.04-18-2011
Alec ChernenkoPruco Securities, LLC.J.H. Darbie & Co., Inc.01-10-2013
Stephen Anthony EliasPruco Securities, LLC.MetLife Securities Inc.05-23-2013
Darrick HokansonPruco Securities, LLC.NYLIFE Securities LLC07-24-2013
Kurt Douglas FerrisPruco Securities, LLC.NYLIFE Securities LLC08-06-2013
Edward CuelloPruco Securities, LLC.AXA Advisors, LLC10-10-2013
Phillip D. TronolonePruco Securities, LLC.New England Securities11-26-2013
Dylan Thomas ShawPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.08-07-2014
Susan E GanzPruco Securities, LLC.MML Investors Services, LLC08-19-2014
Stephen Robert O'DonnellPruco Securities, LLC.NYLIFE Securities LLC11-06-2014
Thomas I. MilitelloPruco Securities, LLC.Edward Jones11-19-2014
Stephen Francis Murphy Jr.Pruco Securities, LLC.Park Avenue Securities LLC01-09-2015
Anthony Thomas Giuliante Jr.Pruco Securities, LLC.MetLife Securities Inc.01-28-2015
Raymond M. O'BannionPruco Securities, LLC.Edward Jones02-05-2015
Bryan WeinsteinPruco Securities, LLC.MetLife Securities Inc.02-10-2015
Yvonne MartinPruco Securities, LLC.American Portfolios Financial Services, Inc.03-27-2015
Robert F SmithPruco Securities, LLC.Allstate Financial Services, LLC04-17-2015
Stephen Jerry IIIPruco Securities, LLC.Legend Equities Corporation$1006-26-2015
Mark Joseph DieboldPruco Securities, LLC.The Leaders Group, Inc.$1007-08-2015
Robert BonichPruco Securities, LLC.Park Avenue Securities LLC08-25-2015
Dana Samuel WestPruco Securities, LLC.HSBC Securities (USA) Inc.11-18-2015
Migdalia MoralesPruco Securities, LLC.AXA Advisors, LLC11-30-2015
Next Page »

Showing 1 to 25 of 73 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.