Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amal D GawlePruco Securities, LLC.UBS Financial Services Inc.06-01-2009
Darrick HokansonPruco Securities, LLC.NYLIFE Securities LLC07-24-2013
Kurt Douglas FerrisPruco Securities, LLC.NYLIFE Securities LLC08-06-2013
Edward CuelloPruco Securities, LLC.Equitable Advisors, LLC10-10-2013
Phillip D TronolonePruco Securities, LLC.New England Securities11-26-2013
Dylan Thomas ShawPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.08-07-2014
Stephen Robert ODonnellPruco Securities, LLC.NYLIFE Securities LLC11-06-2014
Thomas I MilitelloPruco Securities, LLC.Edward Jones11-19-2014
Stephen Francis Murphy JrPruco Securities, LLC.Park Avenue Securities LLC01-09-2015
Anthony Thomas Giuliante JrPruco Securities, LLC.MetLife Securities Inc.$2501-28-2015
Raymond M OBannionPruco Securities, LLC.Edward Jones02-05-2015
Bryan WeinsteinPruco Securities, LLC.MetLife Securities Inc.$21602-10-2015
Yvonne MartinPruco Securities, LLC.American Portfolios Financial Services, Inc.03-27-2015
Robert F SmithPruco Securities, LLC.Allstate Financial Services, LLC04-17-2015
Stephen Jerry IIIPruco Securities, LLC.Legend Equities Corporation06-26-2015
Mark Joseph DieboldPruco Securities, LLC.The Leaders Group, Inc.07-08-2015
Robert BonichPruco Securities, LLC.Park Avenue Securities LLC08-25-2015
Dana Samuel WestPruco Securities, LLC.HSBC Securities (USA) Inc.11-18-2015
Lee LessingPruco Securities, LLC.Voya Financial Advisors, Inc.04-19-2016
Thomas Keith MigdalePruco Securities, LLC.Cetera Advisors LLC04-25-2016
Brendan GallagherPruco Securities, LLC.Hartfield, Titus & Donnelly, LLC05-18-2016
Heather DevitoPruco Securities, LLC.MetLife Securities Inc.05-18-2016
Daniel Richard KovalPruco Securities, LLC.MML Investors Services, LLC05-24-2016
Gonzalo Jorge RomaniPruco Securities, LLC.MML Investors Services, LLC06-08-2016
Peter Donald GrifoPruco Securities, LLC.Cadaret, Grant & Co., Inc.$5006-22-2016
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.