Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Anne MalickPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$107-01-2019
Hovsep Ohannes DermenjianPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$5005-24-2019
Brian Richard MohoricPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.05-23-2019
Sean Vaughn OwenPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$1005-23-2019
Steven H. CliadakisPurshe Kaplan Sterling InvestmentsFIRST ALLIED ADVISORY SERVICES, INC.05-17-2019
Miste Lee CliadakisPurshe Kaplan Sterling InvestmentsFIRST ALLIED SECURITIES, INC.$5005-17-2019
Steven H. CliadakisPurshe Kaplan Sterling InvestmentsFirst Allied Advisory Services, Inc.05-17-2019
Thomas William LeidnerPurshe Kaplan Sterling InvestmentsMorgan Stanley$2505-10-2019
Kevin G. BauerPurshe Kaplan Sterling InvestmentsWORLD EQUITY GROUP, INC.$25005-10-2019
Timothy Charles WithersPurshe Kaplan Sterling InvestmentsKestra Investment Services, LLC$2503-15-2019
Nicholas Winford HughesPurshe Kaplan Sterling InvestmentsInnovative Advisory Partners, LLC$102-12-2019
Bradley Jay AravePurshe Kaplan Sterling InvestmentsJ.P. Morgan Securities LLC$2501-18-2019
Joseph Nino FilosaPurshe Kaplan Sterling InvestmentsMorgan Stanley$5001-18-2019
Kristine Adams BoeltePurshe Kaplan Sterling InvestmentsSummit Brokerage Services, Inc.$2501-02-2019
Max DeanPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10011-26-2018
Richard P JohnsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.11-26-2018
Donato SettanniPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC$5011-16-2018
Jeffrey Lynn BurgessPurshe Kaplan Sterling InvestmentsFTB Advisors, Inc.$2511-15-2018
Linda Sue YoungPurshe Kaplan Sterling InvestmentsLPL Financial LLC$15010-29-2018
Jim King MuiPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$10010-25-2018
Brian Isadore PultmanPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$50010-18-2018
Todd Ashley RosellePurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10010-02-2018
Andrew MossPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$15009-19-2018
Brian Russell SnersonPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$15009-19-2018
David Ira FischbachPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$5009-19-2018
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Showing 1 to 25 of 336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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