Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joanne Liakos HackenburgPurshe Kaplan Sterling InvestmentsSandgrain Securities LLC$1002-27-2009
James Knox Patrick IIIPurshe Kaplan Sterling InvestmentsMorgan Stanley08-11-2009
Randolph Seth NathansonPurshe Kaplan Sterling InvestmentsPrincipal Securities, Inc.01-04-2010
Alex Youssef JeffersonPurshe Kaplan Sterling InvestmentsHalliday Financial, LLC03-05-2010
Mary Erin DaoustPurshe Kaplan Sterling InvestmentsMorgan Stanley$5004-01-2010
Donald Edward ConradPurshe Kaplan Sterling InvestmentsWestern International Securities, Inc.$5003-21-2011
Carl J. KipperPurshe Kaplan Sterling InvestmentsDinosaur Financial Group, L.L.C09-17-2012
Richard David CundeyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-01-2012
Kevin Michael SheaPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-01-2012
Richard Keith ScottPurshe Kaplan Sterling InvestmentsArtemis Wealth Advisors LLC$2510-02-2012
Lance Robert YurichPurshe Kaplan Sterling InvestmentsArtemis Wealth Advisors LLC$2510-02-2012
Craig Douglas Hundt Sr.Purshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$5010-22-2012
Jamie Bradley MillettPurshe Kaplan Sterling InvestmentsCantella & Co., Inc.12-10-2012
Christopher Michael LeePurshe Kaplan Sterling InvestmentsHarvest Capital LLC$2501-02-2013
George Thomas BrooksPurshe Kaplan Sterling InvestmentsResource Horizons Group LLC02-22-2013
David Louis HarrisPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5002-28-2013
Zachary M. AllegrettiPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC03-19-2013
David Joseph WebsterPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$2504-12-2013
Joseph Robert HoffmanPurshe Kaplan Sterling InvestmentsCoordinated Capital Securities, Inc.$2504-25-2013
Mark Andrew SantangeloPurshe Kaplan Sterling InvestmentsInvestment Advisors Asset Management, LLC$1005-17-2013
Jason Scott MoorePurshe Kaplan Sterling InvestmentsMorgan Stanley$5005-24-2013
David Joseph LambPurshe Kaplan Sterling InvestmentsJanney Montgomery Scott LLC$2505-31-2013
Robert David ZodaPurshe Kaplan Sterling InvestmentsHilltop Securities Independent Network Inc.06-14-2013
Ryan Winfield PinePurshe Kaplan Sterling InvestmentsMorgan Stanley06-27-2013
Raymond Joseph Sullivan Jr.Purshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC08-09-2013
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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