Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Matthew DudonisPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Mordechai MeiselsPurshe Kaplan Sterling InvestmentsCitigroup Global Markets Inc.$5001-30-2009
Joanne Liakos HackenburgPurshe Kaplan Sterling InvestmentsSandgrain Securities LLC02-27-2009
James Knox Patrick IIIPurshe Kaplan Sterling InvestmentsMorgan Stanley08-11-2009
Randolph Seth NathansonPurshe Kaplan Sterling InvestmentsPrincipal Securities, Inc.01-04-2010
Will Byung LeePurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$1002-24-2010
Alex Youssef JeffersonPurshe Kaplan Sterling InvestmentsHalliday Financial, LLC03-05-2010
Mary Erin DaoustPurshe Kaplan Sterling InvestmentsMorgan Stanley$5004-01-2010
Frances Mary HarrisonPurshe Kaplan Sterling InvestmentsMorgan Stanley$10004-09-2010
Donald Edward ConradPurshe Kaplan Sterling InvestmentsWestern International Securities, Inc.$5003-21-2011
Daniel B OneillPurshe Kaplan Sterling InvestmentsMorgan Stanley06-06-2011
Randall James SmithPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$1012-23-2011
Lawrence Edgar KingPurshe Kaplan Sterling InvestmentsMorgan Stanley02-03-2012
Daniel Paul GalePurshe Kaplan Sterling InvestmentsMorgan Stanley$15002-03-2012
Carl J. KipperPurshe Kaplan Sterling InvestmentsDinosaur Financial Group, L.L.C09-17-2012
Michelle Marie SmithPurshe Kaplan Sterling InvestmentsLebenthal & Co., LLC09-26-2012
Richard David CundeyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-01-2012
Mark Timothy MaundPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.10-01-2012
Jeffrey Allen GumpPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10010-01-2012
Kevin Michael SheaPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-01-2012
Richard Keith ScottPurshe Kaplan Sterling InvestmentsArtemis Wealth Advisors LLC$2510-02-2012
Lance Robert YurichPurshe Kaplan Sterling InvestmentsArtemis Wealth Advisors LLC$2510-02-2012
David Matthew FerrisPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-12-2012
Maziar EsmailbeigiPurshe Kaplan Sterling InvestmentsMorgan Stanley$10010-12-2012
Alireza ZamaniPurshe Kaplan Sterling InvestmentsMorgan Stanley$5010-12-2012
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Showing 1 to 25 of 352 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.