Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Dale JohnsonPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$2504-01-2014
Dan Calvin Drummond IIIPurshe Kaplan Sterling InvestmentsStratos Wealth Partners, Ltd$5003-18-2014
David CamarilloPurshe Kaplan Sterling InvestmentsAvantax Investment Services, Inc.03-18-2014
Paul W RichardsPurshe Kaplan Sterling InvestmentsPruco Securities, LLC.03-11-2014
Philip Franklin Morrissey Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley03-03-2014
Brian Michael HefelePurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-03-2014
Francis Vincent RizzoPurshe Kaplan Sterling InvestmentsSeaCrest Wealth Management, LLC$2502-24-2014
Steven Marc WeitzPurshe Kaplan Sterling InvestmentsAsset & Financial Planning, Ltd$5002-21-2014
Erik Ortlieb StridPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$10002-19-2014
Paul Flick StridPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$15002-19-2014
Nathan Josiah HaywardPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$15002-19-2014
Douglas Wayne GillPurshe Kaplan Sterling InvestmentsArgentus Securities, LLC$10002-01-2014
Marcy Lynn MaycockPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.01-28-2014
Ann Molloy DaggPurshe Kaplan Sterling InvestmentsArvest Wealth Management$15001-16-2014
Robert Alexander Leggett IIIPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10001-06-2014
Penny Elizabeth SalamidaPurshe Kaplan Sterling InvestmentsMorgan Stanley12-16-2013
Matthew Aaron LapidesPurshe Kaplan Sterling InvestmentsOneAmerica Securities, Inc.$2512-02-2013
Brendan Joseph BradleyPurshe Kaplan Sterling InvestmentsOneAmerica Securities, Inc.12-02-2013
Joel Frederick NiesPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-01-2013
Andrew Devore BoydPurshe Kaplan Sterling InvestmentsGBS Financial Corp.$10011-18-2013
Esperanza Padilla GomezPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC11-18-2013
Elizabeth Frances ConnellyPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2013
Kenyon Lloyd LedererPurshe Kaplan Sterling InvestmentsINVEST Financial Corporation$1011-01-2013
Marcus Allen WootenPurshe Kaplan Sterling InvestmentsRaymond James Financial Services Advisors, Inc$10011-01-2013
Tara Leigh BobelakPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.11-01-2013
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Showing 226 to 250 of 352 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.