Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Richard ZboralskePurshe Kaplan Sterling InvestmentsINVEST Financial Corporation11-01-2013
James Louis MolesPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC10-25-2013
David Daniel LennonPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC10-24-2013
Sean Gregory LinderPurshe Kaplan Sterling InvestmentsMFP Strategies10-22-2013
Tracy Kuo ShenPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$1010-18-2013
Hal Allen LambertPurshe Kaplan Sterling InvestmentsCredit Suisse Securities (USA) LLC10-18-2013
Ward Douglas ArmstrongPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$10010-17-2013
Dawn Deborah JurkovichPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$5010-17-2013
Donwin Sylvester BraunPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC10-17-2013
Brian Jon KrusePurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC10-17-2013
Todd Allyn TesslerPurshe Kaplan Sterling InvestmentsRaymond James Financial Services Advisors, Inc$15010-16-2013
Milind Pinak DalalPurshe Kaplan Sterling InvestmentsPruco Securities, LLC.10-14-2013
Andrew Jameson PetersPurshe Kaplan Sterling InvestmentsJ.P. Morgan Securities LLC10-14-2013
James Bernard LundPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$15010-01-2013
Robert Dean NelsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$5010-01-2013
Jeffrey Wayne YeaklePurshe Kaplan Sterling InvestmentsMcGlaughlin Yeakle, Inc.$10009-30-2013
Ronald Dwight AustinPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC09-27-2013
Vaughn Raye SchillPurshe Kaplan Sterling InvestmentsVSR Financial Services, Inc.$5009-27-2013
Robert B WadePurshe Kaplan Sterling InvestmentsMorgan Stanley$5009-20-2013
Mitsuo Eli LockrowPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10009-20-2013
Tony SaemaiPurshe Kaplan Sterling InvestmentsMorgan Stanley09-13-2013
Rita Diana BunchPurshe Kaplan Sterling InvestmentsRoyal Alliance Associates, Inc.$5009-11-2013
Hally Maria DunnPurshe Kaplan Sterling InvestmentsRoyal Alliance Associates, Inc.$2509-11-2013
Donald Dwayne DuncanPurshe Kaplan Sterling InvestmentsMorgan Stanley$10008-30-2013
Jason DodzikPurshe Kaplan Sterling InvestmentsNext Financial Group, Inc.$5008-30-2013
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Showing 251 to 275 of 352 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.