Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Scott MoorePurshe Kaplan Sterling InvestmentsMorgan Stanley$5005-24-2013
Karsten North HazelettPurshe Kaplan Sterling InvestmentsMorgan Stanley05-24-2013
Sean Marcus KenmorePurshe Kaplan Sterling InvestmentsMorgan Stanley05-24-2013
Patrick Andrew VancePurshe Kaplan Sterling InvestmentsFirst Midwest Securities, Inc.05-20-2013
Mark Andrew SantangeloPurshe Kaplan Sterling InvestmentsInvestment Advisors Asset Management, LLC$2505-17-2013
Timothy G BangerterPurshe Kaplan Sterling InvestmentsBangerter Financial Group$4605-01-2013
Joseph Robert HoffmanPurshe Kaplan Sterling InvestmentsCoordinated Capital Securities, Inc.$104-25-2013
David Joseph WebsterPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$2504-12-2013
Philip A. GagliardiPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.04-01-2013
Timothy James CurvanPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.04-01-2013
James Donald MaherPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-28-2013
Robert Gary Schlueter Jr.Purshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-28-2013
Dana Rose MascaloPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$10003-22-2013
Baburhan Nmi GucerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$5003-19-2013
Erik Tomas AnhausPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$103-19-2013
Jaime Andres BenedettiPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$2503-19-2013
Zachary M. AllegrettiPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC03-19-2013
Christopher Mark KellerPurshe Kaplan Sterling InvestmentsLPL Financial LLC03-01-2013
Garland Jeffrey ThayerPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.03-01-2013
John Joseph WaldronPurshe Kaplan Sterling InvestmentsFragasso Financial Advisors03-01-2013
Michael Edward KrolPurshe Kaplan Sterling InvestmentsLPL Financial LLC03-01-2013
Thomas Quincy JonesPurshe Kaplan Sterling InvestmentsLPL Financial LLC03-01-2013
David Louis Harris PhDPurshe Kaplan Sterling InvestmentsLPL Financial LLC$15002-28-2013
George Thomas BrooksPurshe Kaplan Sterling InvestmentsResource Horizons Group LLC$5002-22-2013
Michele Marie MartinPurshe Kaplan Sterling InvestmentsMorgan Stanley02-22-2013
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Showing 276 to 300 of 336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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