Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew TangPurshe Kaplan Sterling InvestmentsNational Securities Corporation$5008-28-2013
Raymond Joseph Sullivan Jr.Purshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC08-09-2013
Thomas Joseph McInerneyPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$20008-01-2013
William WolfPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$5008-01-2013
Luke Michael DuganPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.08-01-2013
Bryan Allen SarffPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.07-16-2013
Michael Christopher HearnPurshe Kaplan Sterling InvestmentsMorgan Stanley$10006-27-2013
Ryan Winfield PinePurshe Kaplan Sterling InvestmentsMorgan Stanley06-27-2013
Ronald James Larson Jr.Purshe Kaplan Sterling InvestmentsLPL Financial LLC$5006-24-2013
Michael Joseph BeginPurshe Kaplan Sterling InvestmentsGrant Williams L.P.$2506-20-2013
Mark Joseph ReitzPurshe Kaplan Sterling Investments1st Global Capital Corp.06-18-2013
Robert David ZodaPurshe Kaplan Sterling InvestmentsHilltop Securities Independent Network Inc.06-14-2013
Willie Miles Jr.Purshe Kaplan Sterling InvestmentsLPL Financial LLC$2506-13-2013
Rick Frank LorencePurshe Kaplan Sterling InvestmentsInvestment Professionals, Inc.$1006-10-2013
Kenneth Steven StovallPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-01-2013
David Joseph LambPurshe Kaplan Sterling InvestmentsJanney Montgomery Scott LLC$2505-31-2013
Karsten North HazelettPurshe Kaplan Sterling InvestmentsMorgan Stanley$5005-24-2013
Jason Scott MoorePurshe Kaplan Sterling InvestmentsMorgan Stanley$5005-24-2013
Sean Marcus KenmorePurshe Kaplan Sterling InvestmentsMorgan Stanley$1005-24-2013
Mark Andrew SantangeloPurshe Kaplan Sterling InvestmentsInvestment Advisors Asset Management, LLC$1005-17-2013
Timothy G. BangerterPurshe Kaplan Sterling InvestmentsBangerter Financial Group$2505-01-2013
Joseph Robert HoffmanPurshe Kaplan Sterling InvestmentsCoordinated Capital Securities, Inc.$2504-25-2013
Jay Christopher FongPurshe Kaplan Sterling InvestmentsRaymond James & Associates, Inc.04-19-2013
David Joseph WebsterPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$2504-12-2013
Timothy James CurvanPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.04-01-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.