Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip A. GagliardiPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.04-01-2013
James Donald MaherPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-28-2013
Robert Gary Schlueter Jr.Purshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2013
Jerry Lee WestPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-28-2013
John Roland RussoPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-28-2013
Baburhan GucerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$5003-19-2013
Zachary M. AllegrettiPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC03-19-2013
John Joseph WaldronPurshe Kaplan Sterling InvestmentsFragasso Financial Advisors$2503-01-2013
Garland Jeffrey ThayerPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$2503-01-2013
Christopher Mark KellerPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5003-01-2013
Jeffrey Brisbin HowdenPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10003-01-2013
Michael Edward KrolPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10003-01-2013
David Louis HarrisPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5002-28-2013
George Thomas BrooksPurshe Kaplan Sterling InvestmentsResource Horizons Group LLC02-22-2013
James Andrew BurtonPurshe Kaplan Sterling InvestmentsMorgan Stanley$10002-22-2013
Michele Marie MartinPurshe Kaplan Sterling InvestmentsMorgan Stanley02-22-2013
Brenda Jean HeinigPurshe Kaplan Sterling InvestmentsMorgan Stanley01-31-2013
Christopher Michael LeePurshe Kaplan Sterling InvestmentsHarvest Capital LLC$2501-02-2013
Virginia DuanPurshe Kaplan Sterling InvestmentsLPL Financial LLC01-02-2013
Jamie Bradley MillettPurshe Kaplan Sterling InvestmentsCantella & Co., Inc.12-10-2012
Laura Ginnette OwsleyPurshe Kaplan Sterling InvestmentsBenjamin F. Edwards & Company, Inc.11-23-2012
Aon Douglas MillerPurshe Kaplan Sterling InvestmentsBenjamin F. Edwards & Company, Inc.$20011-21-2012
Shelly Dawn RichardsPurshe Kaplan Sterling InvestmentsBB&T Investment Services, Inc.11-16-2012
Myron Edward HazenPurshe Kaplan Sterling InvestmentsLPL Financial LLC$1011-16-2012
Nathan Shalom MunkPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-31-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.