Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brenda Jean HeinigPurshe Kaplan Sterling InvestmentsMorgan Stanley01-31-2013
Christopher Michael LeePurshe Kaplan Sterling InvestmentsHarvest Capital LLC$15001-02-2013
Sarah Yehsueh HuangPurshe Kaplan Sterling InvestmentsLPL Financial LLC$101-02-2013
Virginia DuanPurshe Kaplan Sterling InvestmentsLPL Financial LLC$101-02-2013
Jamie Bradley MillettPurshe Kaplan Sterling InvestmentsCantella & Co., Inc.$1512-10-2012
Greg Alan BowenPurshe Kaplan Sterling Investments1st Global Capital Corp.$2512-03-2012
Brendan Patrick ShawPurshe Kaplan Sterling InvestmentsMutual Securities, Inc.11-27-2012
Laura Ginnette OwsleyPurshe Kaplan Sterling InvestmentsBenjamin F. Edwards & Company, Inc.11-23-2012
Shelly Dawn RichardsPurshe Kaplan Sterling InvestmentsBB&T Investment Services, Inc.11-16-2012
Nathan Shalom MunkPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2012
Craig Douglas Hundt Sr.Purshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$110-22-2012
Philip Andrew MooberryPurshe Kaplan Sterling InvestmentsHD Vest Investment Services10-16-2012
David Matthew FerrisPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2012
Lance Robert YurichPurshe Kaplan Sterling InvestmentsFinancial America Securities, Inc.$2510-02-2012
Richard Keith ScottPurshe Kaplan Sterling InvestmentsFinancial America Securities, Inc.$1010-02-2012
Kevin Michael SheaPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10010-01-2012
Mark Timothy MaundPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.10-01-2012
Richard David CundeyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-01-2012
Russell N Harlan Jr.Purshe Kaplan Sterling InvestmentsTriad Advisors LLC10-01-2012
Noah Charles Perry GreenbaumPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network09-28-2012
Michelle Marie SmithPurshe Kaplan Sterling InvestmentsLebenthal & Co., LLC09-26-2012
Carl J KipperPurshe Kaplan Sterling InvestmentsDinosaur Financial Group, L.L.C09-17-2012
John Kevin StophelPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-13-2012
Matthew Paul MccoyPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-13-2012
Daniel Paul GalePurshe Kaplan Sterling InvestmentsMorgan Stanley02-03-2012
« Previous PageNext Page »

Showing 301 to 325 of 336 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.