Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Edgar KingPurshe Kaplan Sterling InvestmentsMorgan Stanley02-03-2012
Randall James SmithPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.12-23-2011
Donald Edward ConradPurshe Kaplan Sterling InvestmentsWestern International Securities, Inc.$5003-21-2011
Frances Mary HarrisonPurshe Kaplan Sterling InvestmentsMorgan Stanley04-09-2010
Mary Erin DaoustPurshe Kaplan Sterling InvestmentsMorgan Stanley$5004-01-2010
Alex Youssef JeffersonPurshe Kaplan Sterling InvestmentsHalliday Financial, LLC$2503-05-2010
Will Byung LeePurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.02-24-2010
Randolph Seth NathansonPurshe Kaplan Sterling InvestmentsPrincipal Securities, Inc.$5001-04-2010
James Knox Patrick IIIPurshe Kaplan Sterling InvestmentsMorgan Stanley08-11-2009
Joanne Liakos HackenburgPurshe Kaplan Sterling InvestmentsSandgrain Securities LLC$2502-27-2009
Mordechai MeiselsPurshe Kaplan Sterling InvestmentsCitigroup Global Markets Inc.01-30-2009
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Showing 326 to 336 of 336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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