Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Kyle SimsPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-29-2019
Roy Clayton AndersonPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-28-2019
Dean P. DillenbergPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-28-2019
Hunter LloydPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-28-2019
Patrick Douglas MundlinPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-28-2019
Regina Marie ConnellyPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.10-14-2019
Sybil Alice FisherPurshe Kaplan Sterling InvestmentsMorgan Stanley10-14-2019
Nancy Lee CortesPurshe Kaplan Sterling InvestmentsMorgan Stanley10-14-2019
Diana Jean MarcinPurshe Kaplan Sterling InvestmentsMorgan Stanley10-14-2019
Benjamin Akiro LawsPurshe Kaplan Sterling InvestmentsThrivent Investment Management Inc.$5009-26-2019
Paul Clifford CamhiPurshe Kaplan Sterling InvestmentsMorgan Stanley$15009-04-2019
Peter Edward SilberPurshe Kaplan Sterling InvestmentsMorgan Stanley09-03-2019
Eric Andrew DitonPurshe Kaplan Sterling InvestmentsMorgan Stanley$15008-30-2019
Robert Joseph ConzoPurshe Kaplan Sterling InvestmentsMorgan Stanley$5008-30-2019
Mark A. FinelliPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-15-2019
Brennan Ambrose GmeinerPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.07-15-2019
Joyce Lynn HindsPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5007-01-2019
Anita Keyser BostPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$5006-04-2019
Hovsep Ohannes DermenjianPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$5005-24-2019
Miste Lee CliadakisPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.$5005-17-2019
Melanie Nicole FingletonPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.05-17-2019
Kevin G. BauerPurshe Kaplan Sterling InvestmentsWorld Equity Group, Inc.$25005-10-2019
John M PiperPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.05-10-2019
Craig Douglas FindleyPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$1,00005-09-2019
Clark Spengler BellinPurshe Kaplan Sterling InvestmentsKestra Advisory Services, LLC$5003-15-2019
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Showing 26 to 50 of 352 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.