Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Raymond StubbsPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Gregory EspositoPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$5009-19-2018
Kenneth Dennis DurfeePurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$13809-19-2018
Margaret Jane GorePurshe Kaplan Sterling InvestmentsSUMMIT FINANCIAL RESOURCES INC09-19-2018
Michael Joseph AloiPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$5009-19-2018
Gregory Michael EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC$4909-14-2018
Kevin Michael FergusonPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC$11409-13-2018
Simeon Gilmore Eaves Jr.Purshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC07-19-2018
Fahad HasanPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$5006-20-2018
David Walsh Connors Jr.Purshe Kaplan Sterling InvestmentsRBC Capital Markets, LLC$106-01-2018
Alan Robert Nachman IIPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$37505-01-2018
Donna Lori HerreraPurshe Kaplan Sterling InvestmentsH. Beck, Inc.05-01-2018
Peter Souren AnastasianPurshe Kaplan Sterling InvestmentsH. Beck, Inc.$15005-01-2018
Michael Edward RinglerPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC03-26-2018
Ryan R MorrisseyPurshe Kaplan Sterling InvestmentsNorthstar Wealth Partners LLC$3501-03-2018
Vincent Charles MelecoPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$10011-28-2017
Richard Stuart SebastianPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network11-13-2017
Steven Jude MelecoPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC11-10-2017
Stephen Pavey MeskanPurshe Kaplan Sterling InvestmentsFeltl & Company$5011-08-2017
David Baldwin Morgan Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley$1,00011-02-2017
Eric Benjamin RoselPurshe Kaplan Sterling InvestmentsMorgan Stanley$2511-02-2017
Thomas Alan HoffmanPurshe Kaplan Sterling InvestmentsMorgan Stanley$10011-02-2017
Gabriel Christopher HoffmanPurshe Kaplan Sterling InvestmentsMorgan Stanley10-23-2017
Gregory Lee FeesePurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.10-20-2017
Raymond Joseph KramerPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC10-02-2017
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Showing 26 to 50 of 336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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