Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Suzanne Jean Kerlin WardPurshe Kaplan Sterling InvestmentsPNC Investments09-15-2017
Brian Matthew SaboPurshe Kaplan Sterling InvestmentsHighTower Securities, LLC$15007-07-2017
Braden John Schipke CfpPurshe Kaplan Sterling InvestmentsLPL Financial LLC06-26-2017
Lauren Michelle KingPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5005-15-2017
Michael Anthony CuneoPurshe Kaplan Sterling InvestmentsLPL Financial LLC05-15-2017
Mark E ManlyPurshe Kaplan Sterling InvestmentsCadaret, Grant & Co., Inc.04-28-2017
Laurel Marie MathewsPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$2504-21-2017
Scott Richard BishopPurshe Kaplan Sterling InvestmentsRaymond James & Associates, Inc.04-05-2017
Xerxes Soli MullanPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-23-2017
Marshall Holt GilmanPurshe Kaplan Sterling InvestmentsSecurities Service Network, LLC03-22-2017
Thomas Russon BairdPurshe Kaplan Sterling InvestmentsSecurities Service Network, LLC$103-22-2017
Tu Anh TranPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$5003-16-2017
Susan BockPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2017
Jamie Lynn SullivanPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC02-01-2017
Brian Robert FrankePurshe Kaplan Sterling InvestmentsFirst Heartland Capital, Inc.$10011-01-2016
Kenneth Daniel CoePurshe Kaplan Sterling InvestmentsFirst Heartland Capital, Inc.11-01-2016
Joseph Thomas RomanoPurshe Kaplan Sterling InvestmentsMorgan Stanley10-28-2016
David Leonard Van OvereemPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$110-27-2016
Raymond Anthony PruzinskyPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC10-18-2016
Michael Patrick DowdPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-21-2016
Michael Joseph AnnunziataPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$3708-12-2016
Brett Philip HarrisPurshe Kaplan Sterling InvestmentsLPL Financial LLC$107-29-2016
Andrew Lane SternPurshe Kaplan Sterling InvestmentsLebenthal & Co., LLC07-01-2016
Carrie Gallaway MagliaPurshe Kaplan Sterling InvestmentsLebenthal & Co., LLC07-01-2016
Don Ray WildePurshe Kaplan Sterling InvestmentsLPL Financial LLC07-01-2016
« Previous PageNext Page »

Showing 51 to 75 of 336 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.