Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Edward SimmonsPurshe Kaplan Sterling InvestmentsLPL Financial LLC06-01-2016
Ryan Douglas NauglePurshe Kaplan Sterling InvestmentsG.F. Investment Services, LLC$2505-20-2016
Gerald William HallPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$805-03-2016
James Anthony ArcoraciPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$2505-03-2016
Kevin Daniel AstryPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$5005-03-2016
Glad M PerezPurshe Kaplan Sterling InvestmentsLPL Financial LLC05-02-2016
Harry Wayne TillmanPurshe Kaplan Sterling InvestmentsLPL Financial LLC05-02-2016
John Charles Von NessenPurshe Kaplan Sterling InvestmentsLPL Financial LLC05-02-2016
John Howard ChapelPurshe Kaplan Sterling InvestmentsLPL Financial LLC05-02-2016
Shelley Parish NordPurshe Kaplan Sterling InvestmentsLPL Financial LLC$105-02-2016
Willard David Moore Jr.Purshe Kaplan Sterling InvestmentsLPL Financial LLC05-02-2016
George Konstantinos PappasPurshe Kaplan Sterling InvestmentsSecurities America, Inc.04-22-2016
Brian David KrausPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$5003-03-2016
David Bernard ReedPurshe Kaplan Sterling InvestmentsSecurities America, Inc.03-03-2016
Jonathan Solomon LifschutzPurshe Kaplan Sterling InvestmentsSecurities America, Inc.03-03-2016
Joseph Paul LuciaPurshe Kaplan Sterling InvestmentsGreat American Investors, Inc.$5002-12-2016
Karl Matti AndersonPurshe Kaplan Sterling InvestmentsMorgan Stanley02-11-2016
Thomas Gates WagnerPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.01-19-2016
Dorothy Marie SchmittPurshe Kaplan Sterling InvestmentsMidAmerica Financial Services, Inc.01-08-2016
Brieanne Hamelin DaceyPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2015
Megan Sclafani VaccaPurshe Kaplan Sterling InvestmentsBarclays Capital Inc.10-12-2015
Michael Peter MansurPurshe Kaplan Sterling InvestmentsStifel, Nicolaus & Company, Incorporated10-12-2015
Peter C. GambeePurshe Kaplan Sterling InvestmentsBarclays Capital Inc.10-12-2015
Christy Ann Pater SchmittPurshe Kaplan Sterling InvestmentsWedbush Securities Inc.10-02-2015
Shaun Elizabeth BrackenPurshe Kaplan Sterling InvestmentsWedbush Securities Inc.10-02-2015
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Showing 76 to 100 of 336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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