Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael J AroestyPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network10-01-2015
Steven Martin KohlerPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network$5010-01-2015
Darren Lee HendersonPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2015
Maia Devon ThomasPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$109-22-2015
Christian John CyrPurshe Kaplan Sterling InvestmentsSII Investments, Inc.09-17-2015
Michael Charles McconahyPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC09-11-2015
Michael Scott WagnerPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$109-04-2015
Steven Alan WagnerPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,01509-04-2015
Omar Ricardo MarquezPurshe Kaplan Sterling InvestmentsUmpqua Investments, Inc.$50007-09-2015
Brian R FlynnPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-11-2015
Adrian Brendan KieransPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC06-03-2015
Brian Stephen SearsPurshe Kaplan Sterling InvestmentsBarclays Capital Inc.06-03-2015
Carlos Gabriel MejiaPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC06-01-2015
Gerald Louis FilsPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.05-15-2015
John Joseph EllisPurshe Kaplan Sterling InvestmentsSunTrust Investment Services, Inc.$1005-15-2015
Joseph Anthony La Ferla Jr.Purshe Kaplan Sterling InvestmentsUBS Financial Services Inc.05-15-2015
Matthew Edward Dahlgren DaigneaultPurshe Kaplan Sterling InvestmentsLPL Financial LLC05-07-2015
Lance Corey SchmidtPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2015
Duncan Scott HighmarkPurshe Kaplan Sterling InvestmentsMorgan Stanley$10002-20-2015
Larry Keith ShiklesPurshe Kaplan Sterling InvestmentsMorgan Stanley$1002-20-2015
Ryan Douglas ZinkPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC$1,00002-17-2015
Andrew William ArnoldPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10001-23-2015
John Don MorrealePurshe Kaplan Sterling InvestmentsWaddell & Reed01-23-2015
Mark Christopher LarsenPurshe Kaplan Sterling InvestmentsWaddell & Reed$15001-23-2015
Vicki Renee McconnellPurshe Kaplan Sterling InvestmentsBerthel, Fisher & Company Financial Services, Inc.$101-22-2015
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Showing 101 to 125 of 336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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